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Advisor at ANDERSEN
DES MOINES, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Andersen | Independent wealth | Oct 11, 2023 | n/a | yes | DES MOINES, IA | Current employment |
| HJN ADVISORS, LLP | Former SEC adviser | Dec 8, 2010 | Sep 18, 2024 | no | DES MOINES, IA | Previous registration |
| FIRST ALLIED SECURITIES, INC. | Former SEC adviser | Apr 7, 2009 | Jan 21, 2011 | no | SAN DIEGO, CA|DES MOINES, IA | Previous registration |
| KPMG INVESTMENT ADVISORS | n/a | Feb 7, 2001 | Nov 16, 2005 | no | DES MOINES, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HJN ADVISORS, LLP | Andersen | Sep 18, 2024 | Oct 11, 2023 | -343 | Firm change after gap | Other |
| FIRST ALLIED SECURITIES, INC. | HJN ADVISORS, LLP | Jan 21, 2011 | Dec 8, 2010 | -44 | Firm change after gap | Other |
| KPMG INVESTMENT ADVISORS | FIRST ALLIED SECURITIES, INC. | Nov 16, 2005 | Apr 7, 2009 | 1,238 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 154983:124205:IA:2024-09-18 | Sep 18, 2024 | Oct 11, 2023 | DES MOINES, IA | Firm change after gap |