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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

LAWRENCE JOHN FORLENZA

Advisor at LPL FINANCIAL LLC

MORRISTOWN, NJ

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Search this name across graphsid dfx:ria:f7d79c19-f855-e645-7d87-d7629779b39a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 14, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 18, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Aug 18, 1995
First registration: Apr 14, 2004
Dual registered: yes, broker-dealer
Other names: LARRY FORLENZA|LAWRENCE J FORLENZA
IAPD individual key: 2648966

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 6, 2025	n/a	yes	MORRISTOWN, NJ	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	May 9, 2018	Jan 7, 2025	no	Morristown, NJ	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Apr 30, 2018	no	Short Hills, NJ	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Jan 23, 2009	Jun 1, 2009	no	SHORT HILLS, NJ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 14, 2004	Jan 27, 2009	no	FLORHAM PARK, NJ\|FLORHAM PARK, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	LPL FINANCIAL LLC	Jan 7, 2025	Jan 6, 2025	-1	Firm change	Ibd to ibd
MORGAN STANLEY	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Apr 30, 2018	May 9, 2018	9	Firm change	Wirehouse to ibd
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY & CO. LLC	Jan 27, 2009	Jan 23, 2009	-4	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149777:149018:NJ:2018-04-30	Apr 30, 2018	May 9, 2018	SHORT HILLS, NJ	Firm change

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jan 6, 2025 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
May 9, 2018 to Jan 7, 2025factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Apr 30, 2018factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Jan 23, 2009 to Jun 1, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 14, 2004 to Jan 27, 2009factForm ADV

Dated events

Occurred
Jan 7, 2025
Advisor changed firm
Lawrence John Forlenza left Raymond James Financial Services Advisors, Inc for Lpl Financial Llc (registered 2025-01-06)
Form ADVobserved 4 days ago