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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

Hung Nathaniel Nguyen

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Tacoma, WA

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Search this name across graphsid dfx:ria:f7e84f13-f71f-6f5a-9aa7-9e8bcff0610c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 15, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Aug 7, 2003
First registration: Mar 15, 2016
Dual registered: yes, broker-dealer
Other names: NATHAN NGUYEN|HUNG NATHANIEL NGUYEN|HUNG NATHANIEL NGOC NGUYEN|Hung Nathaniel Nguyen
IAPD individual key: 4675772

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Sep 3, 2026	n/a	yes	Tacoma, WA	Current employment
WELLS FARGO ADVISORS	Wirehouse	May 2, 2025	Oct 21, 2025	no	SEATTLE, WA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Mar 20, 2018	Jun 12, 2024	no	BELLEVUE, WA\|DENVER, CO\|DENVER, CO\|Bellevue, WA\|BELLEVUE, WA\|Bellevue, WA\|Tempe, AZ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 15, 2016	Mar 9, 2018	no	BELLEVUE, WA\|SAN JOSE, CA\|NEW YORK, NY\|PORTLAND, OR\|BELLEVUE, WA\|BELLEVUE, WA\|BELLEVUE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Oct 21, 2025	Sep 3, 2026	317	Firm change	Wirehouse to ibd
J.P. MORGAN SECURITIES LLC	WELLS FARGO ADVISORS	Jun 12, 2024	May 2, 2025	324	Firm change	Wirehouse to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	J.P. MORGAN SECURITIES LLC	Mar 9, 2018	Mar 20, 2018	11	Firm change	Wirehouse to wirehouse

Relationships

Registered with (4)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Sep 3, 2026 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 2, 2025 to Oct 21, 2025factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Mar 20, 2018 to Jun 12, 2024factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 15, 2016 to Mar 9, 2018factForm ADV

Dated events

Occurred
Oct 21, 2025
Advisor changed firm
Hung Nathaniel Nguyen left Wells Fargo Advisors for Raymond James Financial Services Advisors, Inc (registered 2026-09-03)
Form ADVobserved 6 days ago
Occurred
Jun 12, 2024
Advisor changed firm
Hung Nathaniel Nguyen left J.P. Morgan Securities Llc for Wells Fargo Advisors (registered 2025-05-02)
Form ADVobserved 6 days ago