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RIA / WealthAdvisorPersonal Financial Specialistdual registered (broker-dealer)24 years in industry

ROBERT MICHAEL GRAY

Advisor at CAPTRUST

RALEIGH, NC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 13, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPTRUST
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 10, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Personal Financial Specialist
Exams: S66
First exam: May 10, 2002
First registration: May 13, 2002
Dual registered: yes, broker-dealer
Other names: MIKE GRAY|MICHAEL R. GRAY
IAPD individual key: 4518834

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Captrust	Institutional manager	Apr 15, 2015	n/a	yes	RALEIGH, NC	Current employment
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Jan 3, 2005	May 12, 2006	no	CARY, NC\|CARY, NC	Previous registration
NCF FINANCIAL SERVICES, INC.	n/a	Aug 21, 2003	Jan 3, 2005	no	CARY, NC	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 13, 2002	Sep 9, 2003	no	RALEIGH, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SUNTRUST INVESTMENT SERVICES, INC.	Captrust	May 12, 2006	Apr 15, 2015	3,260	Firm change after gap	Other
NCF FINANCIAL SERVICES, INC.	SUNTRUST INVESTMENT SERVICES, INC.	Jan 3, 2005	Jan 3, 2005	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	NCF FINANCIAL SERVICES, INC.	Sep 9, 2003	Aug 21, 2003	-19	Firm change	Other

Relationships

Registered with (4)

→ CAPTRUSTRegistered adviserregistration: current employment
Apr 15, 2015 to presentfactForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jan 3, 2005 to May 12, 2006factForm ADV
→ NCF FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Aug 21, 2003 to Jan 3, 2005factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 13, 2002 to Sep 9, 2003factForm ADV

Dated events

No dated event names this entity yet.