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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)21 years in industry

BRADLEY DEAN GRAHAM

Advisor at COMMONWEALTH FINANCIAL NETWORK

CREVE COEUR, MO | Saint Charles, MO

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Search this name across graphsid dfx:ria:f806fe45-6f61-71a6-b06b-f6830aa3fe19

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Sep 2, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMMONWEALTH FINANCIAL NETWORK
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 31, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: May 31, 2005
First registration: Sep 2, 2005
Dual registered: yes, broker-dealer
Other names: BRADLEY D GRAHAM
IAPD individual key: 4832879

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Jan 2, 2024	n/a	yes	CREVE COEUR, MO\|Saint Charles, MO	Current employment
FINANCIAL LEGACY ASSOCIATES	Former SEC adviser	Dec 5, 2011	Dec 22, 2022	no	CHESTERFIELD, MO	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 18, 2011	Jan 4, 2024	no	CHESTERFIELD, MO\|CHESTERFIELD, MO\|CHESTERFIELD, MO	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Jan 1, 2007	Dec 1, 2011	no	CHESTERFIELD, MO\|CHESTERFIELD, MO\|MANCHESTER, MO	Previous registration
FFP ADVISORY SERVICES INC	n/a	Sep 2, 2005	Jan 1, 2007	no	MANCHESTER, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	FINANCIAL LEGACY ASSOCIATES	Jan 4, 2024	Dec 5, 2011	-4,413	Firm change after gap	Other
FINANCIAL LEGACY ASSOCIATES	COMMONWEALTH FINANCIAL NETWORK	Dec 22, 2022	Jan 2, 2024	376	Firm change	Other
FIRST ALLIED ADVISORY SERVICES, INC.	OSAIC WEALTH, INC.	Dec 1, 2011	Nov 18, 2011	-13	Firm change	Other
FFP ADVISORY SERVICES INC	FIRST ALLIED ADVISORY SERVICES, INC.	Jan 1, 2007	Jan 1, 2007	0	Bulk transfer	Other

Relationships

Registered with (5)

→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: current employment
Jan 2, 2024 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Nov 18, 2011 to Jan 4, 2024factForm ADV
→ FINANCIAL LEGACY ASSOCIATESRegistered adviserregistration: previous registration
Dec 5, 2011 to Dec 22, 2022factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jan 1, 2007 to Dec 1, 2011factForm ADV
→ FFP ADVISORY SERVICES INCRegistered adviserregistration: previous registration
Sep 2, 2005 to Jan 1, 2007factForm ADV

Dated events

Occurred
Jan 4, 2024
Advisor changed firm
Bradley Dean Graham left Osaic Wealth, Inc. for Financial Legacy Associates (registered 2011-12-05)
Form ADVobserved 6 days ago
Occurred
Dec 22, 2022
Advisor changed firm
Bradley Dean Graham left Financial Legacy Associates for Commonwealth Financial Network (registered 2024-01-02)
Form ADVobserved 6 days ago