DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••••• D••• G•••••

C••••••••• F•••••••• N••••••national BDCreve Coeur, Mo dual registrantIAPD 4832879

Certified Financial Planner

Feed of 09/14/2026

Also filed as B•••••• D G•••••

At current firm

2 y

since Jan 2, 2024

In the industry

21 y

since May 31, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••••• F•••••••• N•••••• national BD current
since Jan 2, 2024 · Creve Coeur, Mo
F•••••••• L••••• A••••••••• former
Dec 5, 2011 to Dec 22, 2022 · Chesterfield, Mo
O•••• W•••••• I••• BD affiliated
Nov 18, 2011 to Jan 4, 2024 · Chesterfield, Mo
F•••• A••••• A••••••• S•••••••• I••• former
Jan 1, 2007 to Dec 1, 2011 · Chesterfield, Mo
F•• A••••••• S••••••• I•• unclassified
Sep 2, 2005 to Jan 1, 2007 · Manchester, Mo

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to F•••••••• L••••• A•••••••••
left Jan 4, 2024, registered Dec 5, 2011 (-4413 days) · Other
F•••••••• L••••• A••••••••• to C••••••••• F•••••••• N••••••
left Dec 22, 2022, registered Jan 2, 2024 (376 days) · Other
F•••• A••••• A••••••• S•••••••• I••• to O•••• W•••••• I•••
left Dec 1, 2011, registered Nov 18, 2011 (-13 days) · Other
F•• A••••••• S••••••• I•• to F•••• A••••• A••••••• S•••••••• I•••
left Jan 1, 2007, registered Jan 1, 2007 (0 days) · corporate re-registration, not a move

Signals

B•••••• D••• G••••• left O•••• W•••••• I••• for F•••••••• L••••• A••••••••• (registered 2011-12-05)
Jan 4, 2024 · Advisor changed firm · fact
B•••••• D••• G••••• left F•••••••• L••••• A••••••••• for C••••••••• F•••••••• N•••••• (registered 2024-01-02)
Dec 22, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address