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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

LYDIA MARIE PADILLA

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Yuma, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f8073f61-765f-6282-9b03-e69be6874a5d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 27, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 5, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Apr 5, 1999
First registration: Jan 27, 2006
Dual registered: yes, broker-dealer
Other names: LYDIA MARIE MAGANA
IAPD individual key: 3160702

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 26, 2019	n/a	yes	Yuma, AZ\|Yuma, AZ	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	Apr 30, 2019	no	YUMA, AZ\|YUMA, AZ\|CALEXICO, CA\|YUMA, AZ\|TUCSON, AZ\|YUMA, AZ\|YUMA, AZ\|EL PASO, TX\|TUCSON, AZ	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Jan 27, 2006	Jan 3, 2011	no	EL CENTRO, CA\|YUMA, AZ\|CALEXICO, CA\|YUMA, AZ\|YUMA, AZ\|YUMA, AZ\|YUMA, AZ\|YUMA, AZ\|SAN DIEGO, CA\|YUMA, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	AMERIPRISE FINANCIAL SERVICES, LLC	Apr 30, 2019	Apr 26, 2019	-4	Firm change	Wirehouse to ibd
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other

Relationships

Registered with (3)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Apr 26, 2019 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to Apr 30, 2019factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Jan 27, 2006 to Jan 3, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f8073f61-765f-6282-9b03-e69be6874a5d
First observed: Jan 27, 2006
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LYDIA MARIE PADILLA

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Yuma, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f8073f61-765f-6282-9b03-e69be6874a5d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:30 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

AMERIPRISE FINANCIAL SERVICES, LLC

National bd RIA

Apr 26, 2019

n/a

yes

Yuma, AZ|Yuma, AZ

Current employment

WELLS FARGO ADVISORS

Wirehouse

Jan 3, 2011

Apr 30, 2019

Previous registration

WELLS FARGO INVESTMENTS, LLC

n/a

Jan 27, 2006

Jan 3, 2011

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

WELLS FARGO ADVISORS

AMERIPRISE FINANCIAL SERVICES, LLC

Apr 30, 2019

Apr 26, 2019

-4

Firm change

Wirehouse to ibd

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO ADVISORS

Jan 3, 2011

Bulk transfer

Other