DFX Intelligence

G••••• C••••••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner30 years in industry

G••••• C••••••••• S•••••

Advisor at P•••••• A•••••• G••••• L••

BIRMINGHAM, MI | MORRISTOWN, NJ

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Search this name across graphsid dfx:ria:f8127abb-60f0-f997-1f7f-376033d3a0d8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 10, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• A•••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 14, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• A•••••• G••••• L••	Bd affiliated wealth	Jan 3, 2019	n/a	yes	BIRMINGHAM, MI\|MORRISTOWN, NJ	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Dec 10, 2008	Dec 14, 2018	no	Troy, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	P•••••• A•••••• G••••• L••	Dec 14, 2018	Jan 3, 2019	20	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ P•••••• A•••••• G••••• L••Registered adviserregistration: current employment
Jan 3, 2019 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Dec 10, 2008 to Dec 14, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f8127abb-60f0-f997-1f7f-376033d3a0d8
First observed: Dec 10, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.