DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

KENT CHARLES MOEGERLE

Advisor at BNY MELLON SECURITIES CORPORATION

New York, NY | ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f8145556-af3d-be8f-93b2-eff09588f766

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 6, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BNY MELLON SECURITIES CORPORATION
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 2, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Nov 2, 2001
First registration: Feb 6, 2003
Dual registered: yes, broker-dealer
Other names: KENT MOEGERLE
IAPD individual key: 3084378

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BNY MELLON SECURITIES CORPORATION	Other adviser	Sep 4, 2020	n/a	yes	New York, NY\|ATLANTA, GA	Current employment
GFO ADVISORY SERVICES, LLC	Asset manager	Jun 21, 2017	Dec 31, 2017	no	NASHVILLE, TN	Previous registration
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Sep 14, 2016	Feb 18, 2020	no	NASHVILLE, TN\|ATLANTA, GA\|ATLANTA, GA	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Jul 2, 2003	Dec 31, 2016	no	GREENSBORO, NC\|RALEIGH, NC\|WINSTON-SALEM, NC\|BRENTWOOD, TN\|NASHVILLE, TN\|TAMPA, FL\|RALEIGH, NC\|GREENSBORO, NC\|WINSTON-SALEM, NC\|GREENSBORO, NC\|GREENSBORO, NC\|WINSTON-SALEM, NC\|GREENSBORO, NC\|FRANKLIN, TN\|TAMPA, FL\|TAMPA, FL\|NASHVILLE, TN\|NASHVILLE, TN\|ATLANTA, GA\|ATLANTA, GA	Previous registration
AMSOUTH INVESTMENT SERVICES, INC.	n/a	Feb 6, 2003	Apr 16, 2003	no	PORT RICHEY, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUIST ADVISORY SERVICES, INC.	GFO ADVISORY SERVICES, LLC	Feb 18, 2020	Jun 21, 2017	-972	Firm change after gap	Other
GFO ADVISORY SERVICES, LLC	BNY MELLON SECURITIES CORPORATION	Dec 31, 2017	Sep 4, 2020	978	Firm change after gap	Other
SUNTRUST INVESTMENT SERVICES, INC.	TRUIST ADVISORY SERVICES, INC.	Dec 31, 2016	Sep 14, 2016	-108	Bulk transfer	Other
AMSOUTH INVESTMENT SERVICES, INC.	SUNTRUST INVESTMENT SERVICES, INC.	Apr 16, 2003	Jul 2, 2003	77	Firm change	Other

Relationships

Registered with (5)

→ BNY MELLON SECURITIES CORPORATIONRegistered adviserregistration: current employment
Sep 4, 2020 to presentfactForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Sep 14, 2016 to Feb 18, 2020factForm ADV
→ GFO ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Jun 21, 2017 to Dec 31, 2017factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jul 2, 2003 to Dec 31, 2016factForm ADV
→ AMSOUTH INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Feb 6, 2003 to Apr 16, 2003factForm ADV

Dated events

No dated event names this entity yet.