DFX Intelligence

K•••••• B••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor42 years in industry

K•••••• B••• W••••••

Advisor at O•••••• C••••••••• L••

ALTAMONTE SPRINGS, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 22, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••• C••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 1, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••• C••••••••• L••	State registered	Feb 28, 2018	n/a	yes	ALTAMONTE SPRINGS, FL	Current employment
K•• F•••••••• S•••••••• I••	Former SEC adviser	Nov 11, 2016	Mar 13, 2018	no	SEATTLE, WA\|Winter Park, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•• F•••••••• S•••••••• I••	O•••••• C••••••••• L••	Mar 13, 2018	Feb 28, 2018	-13	Firm change	Ibd to state RIA
O•••• W•••••• I•••	K•• F•••••••• S•••••••• I••	Nov 17, 2016	Nov 11, 2016

Relationships

Registered with (4)

→ O•••••• C••••••••• L••Registered adviserregistration: current employment
Feb 28, 2018 to presentfactForm ADV
→ K•• F•••••••• S•••••••• I••Registered adviserregistration: previous registration
Nov 11, 2016 to Mar 13, 2018factForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Dec 4, 2015 to Nov 17, 2016factForm ADV
→ T•••••• E••••••••• • P••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 22, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.