E••• N•••••

Advisor at D••••••• S••••••••• L••

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 1
Observed: May 13, 2015 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

E••• N•••••

Private equity principal · Key CRD individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 30, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••••• S••••••••• L••	Independent wealth	Mar 11, 2024	n/a	yes	NEW YORK, NY	Current employment
E•••• W••••• A•••••••	Independent wealth	Mar 19, 2020	Aug 2, 2021	no	WESTPORT, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• C•••••• C••••	E•••• W••••• A•••••••	Apr 5, 2024	Mar 19, 2020	-1,478	Firm change after gap	Ibd to RIA
E•••• W••••• A•••••••	D••••••• S••••••••• L••	Aug 2, 2021	Mar 11, 2024

Relationships

Registered with (4)

→ D••••••• S••••••••• L••Registered adviserregistration: current employment
Mar 11, 2024 to presentfactForm ADV
→ A•••• C•••••• C••••Registered adviserregistration: previous registration
Sep 28, 2017 to Apr 5, 2024factForm ADV
→ E•••• W••••• A•••••••Registered adviserregistration: previous registration
Mar 19, 2020 to Aug 2, 2021factForm ADV
→ B• R•••• W••••• A•••••••• I•••

Dated events

Order

Occurred
30 Jun 2026
Advisor owns new adviser
••• Locked
Form ADV
Occurred
12 Aug 2026
Advisor owns new adviser
••• Locked
Form ADV
Occurred
5 Apr 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 13, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.