DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Eric Newman

Dominari Securities LLCindependent RIANew York, Nydual registrantIAPD 2509259

Feed of 09/14/2026

At current firm

2 y

since Mar 11, 2024

In the industry

30 y

since Oct 30, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Executive Vice Presidentreporteddominarisecurities.comfirm site, Sep 15, 2026
Professional profile: dominarisecurities.com/eric-newman--photoreporteddominarisecurities.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Dominari Securities LLC independent RIA current
since Mar 11, 2024 · New York, Ny
Eagle Wealth Advisors independent RIA
Mar 19, 2020 to Aug 2, 2021 · Westport, Ct
Aegis Capital Corp. BD affiliated
Sep 28, 2017 to Apr 5, 2024 · New York, Ny
B. Riley Wealth Advisors, Inc. BD affiliated
May 13, 2015 to Sep 29, 2017 · Mineola, Ny

Moves

a registration end followed by a registration begin elsewhere

Aegis Capital Corp. to Eagle Wealth Advisors
left Apr 5, 2024, registered Mar 19, 2020 (-1478 days) · Affiliated broker-dealer or bank to independent RIA
Eagle Wealth Advisors to Dominari Securities LLC
left Aug 2, 2021, registered Mar 11, 2024 (952 days) · RIA to RIA
B. Riley Wealth Advisors, Inc. to Aegis Capital Corp.
left Sep 29, 2017, registered Sep 28, 2017 (-1 days) · Other

Signals

Eric Newman, registered through Dominari Securities LLC (New York, NY), is a direct owner of American Ventures IM LLC, an adviser first registered 2026-08-12; in 2023-2025, 164 of 330 such owners registered at this class of firm moved to the new adviser within a year, median 92 days after the filing
Aug 12, 2026 · Owner of a newly registered adviser · fact
Eric Newman, registered through Dominari Securities LLC (New York, NY), is a direct owner of Dominari IM LLC, an adviser first registered 2026-06-30; in 2023-2025, 164 of 330 such owners registered at this class of firm moved to the new adviser within a year, median 92 days after the filing
Jun 30, 2026 · Owner of a newly registered adviser · fact
Eric Newman left Aegis Capital Corp. for Eagle Wealth Advisors (registered 2020-03-19)
Apr 5, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address