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Advisor at SYM FINANCIAL ADVISORS
WINONA LAKE, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SYM FINANCIAL ADVISORS | Independent wealth | Aug 27, 2018 | n/a | yes | WINONA LAKE, IN | Current employment |
| SCHWAB WEALTH ADVISORY, INC. | No RAUM reported | Apr 18, 2016 | Nov 23, 2017 | no | Indianapolis, IN | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Apr 8, 2016 | Apr 18, 2016 | no | Indianapolis, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SCHWAB WEALTH ADVISORY, INC. | SYM FINANCIAL ADVISORS | Nov 23, 2017 | Aug 27, 2018 | 277 | Firm change | Other |
| CHARLES SCHWAB & CO., INC. | SCHWAB WEALTH ADVISORY, INC. | Apr 18, 2016 | Apr 18, 2016 | 0 | Channel change | Other |