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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant16 years in industry

CASEY BAILEY WEADE

Advisor at HOWARD BAILEY SECURITIES, LLC

FORT WAYNE, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f82e9735-16ad-ca47-fa05-c570d5b7a22d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 14, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HOWARD BAILEY SECURITIES, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 13, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S66
First exam: May 13, 2010
First registration: May 14, 2010
Dual registered: no
IAPD individual key: 5659151

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HOWARD BAILEY SECURITIES, LLC	Independent wealth	Mar 6, 2019	n/a	yes	FORT WAYNE, IN	Current employment
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Former SEC adviser	Jul 13, 2011	Apr 13, 2017	no	FORT WAYNE, IN\|SARASOTA, FL	Previous registration
H. BECK, INC.	Former SEC adviser	May 14, 2010	Jul 25, 2011	no	FORT WAYNE, IN\|FORT WAYNE, IN\|FORT WAYNE, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	HOWARD BAILEY SECURITIES, LLC	Apr 13, 2017	Mar 6, 2019	692	Firm change after gap	Other
H. BECK, INC.	GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Jul 25, 2011	Jul 13, 2011	-12	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
132070:282712:FL:2017-04-13	Apr 13, 2017	Mar 6, 2019	SARASOTA, FL	Firm change after gap

Relationships

Registered with (3)

→ HOWARD BAILEY SECURITIES, LLCRegistered adviserregistration: current employment
Mar 6, 2019 to presentfactForm ADV
→ GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviserregistration: previous registration
Jul 13, 2011 to Apr 13, 2017factForm ADV
→ H. BECK, INC.Registered adviserregistration: previous registration
May 14, 2010 to Jul 25, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f82e9735-16ad-ca47-fa05-c570d5b7a22d
First observed: May 14, 2010
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CASEY BAILEY WEADE

Advisor at HOWARD BAILEY SECURITIES, LLC

FORT WAYNE, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f82e9735-16ad-ca47-fa05-c570d5b7a22d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:30 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

HOWARD BAILEY SECURITIES, LLC

Independent wealth

Mar 6, 2019

n/a

yes

FORT WAYNE, IN

Current employment

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

Former SEC adviser

Jul 13, 2011

Apr 13, 2017

FORT WAYNE, IN|SARASOTA, FL

Previous registration

H. BECK, INC.

Former SEC adviser

May 14, 2010

Jul 25, 2011

FORT WAYNE, IN|FORT WAYNE, IN|FORT WAYNE, IN

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

HOWARD BAILEY SECURITIES, LLC

Apr 13, 2017

Mar 6, 2019

692

Firm change after gap

Other

H. BECK, INC.

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

Jul 25, 2011

Jul 13, 2011

-12

Firm change

Other

Team

Left

Joined

From

Kind

132070:282712:FL:2017-04-13

Apr 13, 2017

Mar 6, 2019

SARASOTA, FL

Firm change after gap