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A•••••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 1b 10b

A•••••••• C•••••• M••••••••• L••

CRD 112096

RICHMOND, VA

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Search this name across graphsid dfx:ria:f834fefe-a10a-66c9-34fc-3c9748050bf0

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 37
Dated events: 6
On other graphs: 0
Observed: Mar 20, 2012 to Mar 31, 2026
36 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.01 fund_share=0.17 institutional_share=0.75 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $10.0BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $10.0B
Private client RAUM: $101MderivedItem 5.D individuals plus high net worth individuals
Private client share: 1%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 12
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
L•••• D••••• B•••••	Chartered Financial Analyst	RICHMOND, VA	26	34	n/a	no
P•••••• T••••• O•••••	Chartered Financial Analyst	RICHMOND, VA	26	34

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• E••••• D•••	CHIEF COMPLIANCE OFFICER AND MEMBER	Na	yes	07/2021	Mar 20, 2015	Nov 27, 2024
B•••••• L••••• D•••••	Member	A	yes	05/1999	Mar 20, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G••••••• C•••••• L•	n/a	Asset manager	$11B	Y	yes	n/a
G••••••• A•••• M••••••••• L••••••	n/a	Asset manager	$5.9B	N	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$10.0B	$9.7B	2.6%	$7.4B	10.4%	18	18	0	0

Relationships

Affiliated with (12)

← G••••••• C•••••• L•Registered adviserother investment adviser, control, common control
factForm ADV
← THE RAEL•••••• PARTNERSHIPRegistered adviserother investment adviser, common control
factForm ADV
← STERLING CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
← A••• C•••••• M••••••••• L••Registered adviserother investment adviser, common control

Dated events

Occurred
Nov 27, 2024
Control person joined
Michael Andrew Christodoulou (Shareholder) appeared on Schedule A of A•••••••• C•••••• M••••••••• L••
Form ADVobserved 7 days ago
Occurred
Nov 27, 2024
Control person joined
Nicholas Christodoulou (Shareholder) appeared on Schedule A of A•••••••• C•••••• M••••••••• L••
Form ADVobserved 7 days ago
Occurred
Nov 27, 2024
Control person joined
Diana Stephanie Christodoulou (Shareholder) appeared on Schedule A of A•••••••• C•••••• M••••••••• L••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f834fefe-a10a-66c9-34fc-3c9748050bf0
First observed: Mar 20, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 31, 2026	$10.0B	$10.0B	18	12	0	n/a	n/a
2024	Mar 26, 2025	$9.7B	$9.7B	18	13	0	n/a	n/a
2023	Mar 27, 2024	$9.0B	$9.0B	17	12	0	n/a	n/a
2022	Mar 30, 2023	$7.4B	$7.4B	18	12	0	n/a	n/a
2021	Mar 30, 2022	$7.7B	$7.7B	18	12	0	n/a	n/a
2020	Mar 23, 2021	$7.3B	$7.3B	19	12	0	n/a	n/a
2019	Mar 5, 2020	$6.8B	$6.8B	19	12	0	n/a	n/a
2018	Mar 5, 2019	$6.9B	$6.9B	19	12	0	n/a	n/a
2017	Mar 20, 2018	$6.6B	$6.6B	19	12	0	n/a	n/a
2016	Mar 9, 2017	$5.8B	$5.8B	18	12	n/a	n/a	n/a
2015	Mar 15, 2016	$5.6B	$5.6B	19	12	n/a	n/a	n/a
2014	Mar 20, 2015	$5.0B	$5.0B	19	12	n/a	n/a	n/a
2013	Mar 31, 2014	$4.6B	$4.6B	17	11	n/a	n/a	n/a
2012	Mar 11, 2013	$4.5B	$4.5B	16	11	n/a	n/a	n/a
2011	Mar 20, 2012	$4.4B	$4.4B	n/a	n/a	n/a	n/a	n/a