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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

GUARDCAP ASSET MANAGEMENT LIMITED

CRD 297056

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:de432dc6-a746-4832-b7da-bbf528b96598

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 9
On other graphs: 0
Observed: Jun 4, 2018 to Mar 31, 2026
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.91 institutional_share=0.05 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $5.9BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $5.9B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 24
Advisory employees: 10
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 12
SEC number: 801-113537
CIK: 1732008
CRD: 297056
Filings on the tape: 12
First filed: Jun 4, 2018
Latest filed: Mar 31, 2026
Organised: Other (specify)

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BATES, STEVEN, ANDREW RALPH	DIRECTOR, CHIEF INVESTMENT OFFICER	Na	yes	02/2003	Jun 4, 2018	Nov 27, 2024
CHRISTODOULOU, ANDREW, MICHAEL	Shareholder	C	yes	06/2024	Nov 27, 2024	Nov 27, 2024
CHRISTODOULOU, NICHOLAS	Shareholder	C	yes	06/2024	Nov 27, 2024	Nov 27, 2024
CHRISTODOULOU, STEPHANIE, DIANA	Shareholder	C	yes	06/2024	Nov 27, 2024	Nov 27, 2024
CHRYSSAFOU-CHRISTODOULOU, DIMITRIS-STAVROS	Shareholder	C	yes	06/2024	Nov 27, 2024	Nov 27, 2024
GUARDIAN CAPITAL GROUP LIMITED	DIRECT OWNER	E	yes	05/2014	Jun 4, 2018	Nov 27, 2024
GUARDIAN CAPITAL LP	Shareholder	E	yes	05/2014	Jun 4, 2018	Nov 27, 2024
KOSHUTOVA, ARIETA	CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER	Na	yes	06/2015	Jun 4, 2018	Nov 27, 2024
MAVROUDIS, GEORGE	Director	Na	yes	04/2014	Jun 4, 2018	Nov 27, 2024
MINIC INVESTMENTS LIMITED	Shareholder	C	yes	01/2004	Nov 27, 2024	Nov 27, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GUARDIAN CAPITAL LP	n/a	Asset manager	$11B	Y	yes	n/a
AGINCOURT CAPITAL MANAGEMENT, LLC	n/a	Institutional manager	$10.0B	N	yes	n/a
GUARDIAN CAPITAL ADVISORS LP	n/a	Former SEC adviser	$2.5B	N	yes	n/a
ALTA CAPITAL MANAGEMENT LLC	n/a	Independent wealth	$1.6B	N	yes	n/a
RAE & LIPSKIE INVESTMENT COUNSEL INC.	n/a	Independent wealth	$1.1B	N	yes	n/a
ALEXANDRIA BANCORP LIMITED	n/a	n/a	n/a	N	yes	n/a
ALEXANDRIA GLOBAL INVESTMENT MANAGEMENT LTD.	n/a	n/a	n/a	N	yes	n/a
GUARDIAN CAPITAL REAL ESTATE GP INC.	n/a	n/a	n/a	N	yes	n/a
GUARDIAN PARTNERS INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 31, 2026	$5.9B	$5.9B	24	10	n/a	n/a
2024	Mar 27, 2025	$9.4B	$9.4B	27	11	n/a	n/a
2023	Mar 27, 2024	$12B	$12B	26	10	n/a	n/a
2022	Mar 29, 2023	$11B	$11B	24	10	n/a	n/a
2021	Mar 31, 2022	$13B	$13B	24	12	n/a	n/a
2020	Mar 30, 2021	$7.7B	$7.7B	21	11	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$5.9B	$9.4B	-37.1%	$11B	-17.5%	24	27	0	0

Relationships

Affiliated with (12)

← GUARDIAN CAPITAL LPRegistered adviserother investment adviser, control, common control
factForm ADV
← THE RAELIPSKIE PARTNERSHIPRegistered adviserother investment adviser, common control
factForm ADV
← STERLING CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
← ALTA CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
→ GUARDIAN CAPITAL LPRegistered adviserother investment adviser, pooled vehicle sponsor, control, common control
factForm ADV
→ ALTA CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
→ GUARDIAN CAPITAL ADVISORS LPRegistered adviserother investment adviser, common control
factForm ADV
→ AGINCOURT CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ THE RAELIPSKIE PARTNERSHIPRegistered adviserother investment adviser, common control
factForm ADV
← AGINCOURT CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← GUARDIAN PARTNERS INC.Registered adviserother investment adviser, common control
factForm ADV
← GUARDIAN CAPITAL ADVISORS LPRegistered adviserother investment adviser, common control
factForm ADV

Controls (10)

← GUARDIAN CAPITAL LPOwnerSHAREHOLDER, ownership code E, foreign entity
Jun 4, 2018 to Nov 27, 2024factForm ADV
← MAVROUDIS, GEORGEOwnerDIRECTOR, ownership code NA, individual
Jun 4, 2018 to Nov 27, 2024factForm ADV
← BATES, STEVEN, ANDREW RALPHOwnerDIRECTOR, CHIEF INVESTMENT OFFICER, ownership code NA, individual
Jun 4, 2018 to Nov 27, 2024factForm ADV
← CHRISTODOULOU, ANDREW, MICHAELOwnerSHAREHOLDER, ownership code C, individual
Nov 27, 2024 to Nov 27, 2024factForm ADV
← KOSHUTOVA, ARIETAOwnerCHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, ownership code NA, individual
Jun 4, 2018 to Nov 27, 2024factForm ADV
← CHRISTODOULOU, NICHOLASOwnerSHAREHOLDER, ownership code C, individual
Nov 27, 2024 to Nov 27, 2024factForm ADV
← CHRISTODOULOU, STEPHANIE, DIANAOwnerSHAREHOLDER, ownership code C, individual
Nov 27, 2024 to Nov 27, 2024factForm ADV
← CHRYSSAFOU-CHRISTODOULOU, DIMITRIS-STAVROSOwnerSHAREHOLDER, ownership code C, individual
Nov 27, 2024 to Nov 27, 2024factForm ADV
← GUARDIAN CAPITAL GROUP LIMITEDOwnerDIRECT OWNER, ownership code E, foreign entity
Jun 4, 2018 to Nov 27, 2024factForm ADV
← MINIC INVESTMENTS LIMITEDOwnerSHAREHOLDER, ownership code C, foreign entity
Nov 27, 2024 to Nov 27, 2024factForm ADV

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
Guardcap Asset Management Limited reported RAUM $5.9B, down 37% from $9.4B (2025-03-27 to 2026-03-31)
Form ADVobserved 4 days ago
$-3.5B
Occurred
Nov 27, 2024
Control person joined
Michael Andrew Christodoulou (Shareholder) appeared on Schedule A of Guardcap Asset Management Limited
Form ADVobserved 4 days ago
Occurred
Nov 27, 2024
Control person joined
Nicholas Christodoulou (Shareholder) appeared on Schedule A of Guardcap Asset Management Limited
Form ADVobserved 4 days ago
Occurred
Nov 27, 2024
Control person joined
Diana Stephanie Christodoulou (Shareholder) appeared on Schedule A of Guardcap Asset Management Limited
Form ADVobserved 4 days ago
Occurred
Nov 27, 2024
Control person joined
Dimitris-Stavros Chryssafou-Christodoulou (Shareholder) appeared on Schedule A of Guardcap Asset Management Limited
Form ADVobserved 4 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
Guardcap Asset Management Limited reported RAUM $13.1B, up 69% from $7.7B (2021-03-30 to 2022-03-31)
Form ADVobserved 4 days ago
$5.4B
Occurred
Mar 30, 2021
Regulatory AUM changed
Guardcap Asset Management Limited reported RAUM $7.7B, up 48% from $5.2B (2020-11-30 to 2021-03-30)
Form ADVobserved 4 days ago
$2.5B
Occurred
Nov 24, 2020
Regulatory AUM changed
Guardcap Asset Management Limited reported RAUM $5.2B, up 862% from $543.9M (2018-08-30 to 2020-11-24)
Form ADVobserved 4 days ago
$4.7B
Occurred
Jun 4, 2018
First Form ADV filing
Guardcap Asset Management Limited filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:de432dc6-a746-4832-b7da-bbf528b96598
First observed: Jun 4, 2018
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GUARDCAP ASSET MANAGEMENT LIMITED

CRD 297056

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:de432dc6-a746-4832-b7da-bbf528b96598

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:44 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BATES, STEVEN, ANDREW RALPH

DIRECTOR, CHIEF INVESTMENT OFFICER

yes

02/2003

Jun 4, 2018

Nov 27, 2024

CHRISTODOULOU, ANDREW, MICHAEL

Shareholder

yes

06/2024

Nov 27, 2024

CHRISTODOULOU, NICHOLAS

Shareholder

yes

06/2024

Nov 27, 2024

CHRISTODOULOU, STEPHANIE, DIANA

Shareholder

yes

06/2024

Nov 27, 2024

CHRYSSAFOU-CHRISTODOULOU, DIMITRIS-STAVROS

Shareholder

yes

06/2024

Nov 27, 2024

GUARDIAN CAPITAL GROUP LIMITED

DIRECT OWNER

yes

05/2014

Jun 4, 2018

Nov 27, 2024

GUARDIAN CAPITAL LP

Shareholder

yes

05/2014

Jun 4, 2018

Nov 27, 2024

KOSHUTOVA, ARIETA

CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER

yes

06/2015

Jun 4, 2018

Nov 27, 2024

MAVROUDIS, GEORGE

Director

yes

04/2014

Jun 4, 2018

Nov 27, 2024

MINIC INVESTMENTS LIMITED

Shareholder

yes

01/2004

Nov 27, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GUARDIAN CAPITAL LP

n/a

Asset manager

$11B

yes

n/a

AGINCOURT CAPITAL MANAGEMENT, LLC

n/a

Institutional manager

$10.0B

yes

n/a

GUARDIAN CAPITAL ADVISORS LP

n/a

Former SEC adviser

$2.5B

yes

n/a

ALTA CAPITAL MANAGEMENT LLC

n/a

Independent wealth

$1.6B

yes

n/a

RAE & LIPSKIE INVESTMENT COUNSEL INC.

n/a

Independent wealth

$1.1B

yes

n/a

ALEXANDRIA BANCORP LIMITED

n/a

yes

n/a

ALEXANDRIA GLOBAL INVESTMENT MANAGEMENT LTD.

n/a

yes

n/a

GUARDIAN CAPITAL REAL ESTATE GP INC.

n/a

yes

n/a

GUARDIAN PARTNERS INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$5.9B

n/a

2024

Mar 27, 2025

$9.4B

n/a

2023

Mar 27, 2024

$12B

n/a

2022

Mar 29, 2023

$11B

n/a

2021

Mar 31, 2022

$13B

n/a

2020

Mar 30, 2021

$7.7B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$5.9B

$9.4B

-37.1%

$11B

-17.5%