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Reading the graph
Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PRINCETON, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 29, 2022 | n/a | yes | PRINCETON, NJ | Current employment |
| BERGAMOT ASSET MANAGEMENT LP | Independent wealth | Aug 24, 2021 | Jul 22, 2022 | no | PRINCETON, NJ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 3, 2021 | Aug 9, 2021 | no | PENNINGTON, NJ|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BERGAMOT ASSET MANAGEMENT LP | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jul 22, 2022 | Aug 29, 2022 | 38 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | BERGAMOT ASSET MANAGEMENT LP | Aug 9, 2021 | Aug 24, 2021 | 15 | Firm change | Other |