DFX Intelligence
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Reading the graph
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Advisor at A••••••• A••••••• S•••••••• L••
Lincoln, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••• A••••••• S•••••••• L•• | Bd affiliated wealth | Feb 10, 2022 | n/a | yes | Lincoln, NE | Current employment |
| F•• W••••• M••••••••• L•• | Bd affiliated wealth | Feb 14, 2019 | Jan 12, 2022 | no | West Des Moines, IA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•• W••••• M••••••••• L•• | A••••••• A••••••• S•••••••• L•• | Jan 12, 2022 | Feb 10, 2022 | 29 | Firm change | Ibd to ibd |
| A••••••• A••••••• S••••••• | F•• W••••• M••••••••• L•• | Jul 27, 2018 | Feb 14, 2019 |
| A••••••• A••••••• S••••••• | Former SEC adviser | Feb 28, 2018 | Jul 27, 2018 | no | LINCOLN, NE|La Vista, NE|LINCOLN, NE|LINCOLN, NE|LINCOLN, NE|FREMONT, NE|OVERLAND PARK, KS | Previous registration |
| 202 |
| Firm change |
| Ibd to new firm |