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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

DAVID PAUL BAZZOLI

Advisor at HUNTINGTON FINANCIAL ADVISORS

Columbus, OH

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Search this name across graphsid dfx:ria:f83becdd-46c8-c342-9ee8-30bc6fb1270c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Oct 9, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HUNTINGTON FINANCIAL ADVISORS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 5, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 5, 2006
First registration: Oct 9, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 5146264

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HUNTINGTON FINANCIAL ADVISORS	Bd affiliated wealth	Apr 16, 2018	n/a	yes	Columbus, OH\|Columbus, OH\|Columbus, OH\|Columbus, OH	Current employment
MORGAN STANLEY	Wirehouse	Jan 6, 2015	Sep 18, 2017	no	Columbus, OH\|Beavercreek, OH\|Dublin, OH	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Jan 5, 2015	no	MARYSVILLE, OH\|COLUMBUS, OH	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Oct 29, 2009	Oct 1, 2012	no	HEATH, OH\|MARYSVILLE, OH	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jan 10, 2008	Jul 20, 2009	no	AKRON, OH\|FALLS CHURCH, VA	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Aug 2, 2007	Dec 7, 2007	no	FALLS CHURCH, VA	Previous registration
H. BECK, INC.	Former SEC adviser	Oct 9, 2006	Jun 28, 2007	no	N. Bethesda, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	HUNTINGTON FINANCIAL ADVISORS	Sep 18, 2017	Apr 16, 2018	210	Firm change	Wirehouse to ibd
J.P. MORGAN SECURITIES LLC	MORGAN STANLEY	Jan 5, 2015	Jan 6, 2015	1	Firm change	Wirehouse to wirehouse
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
EQUITABLE ADVISORS, LLC	CHASE INVESTMENT SERVICES CORP.	Jul 20, 2009	Oct 29, 2009	101	Firm change	Other
H. BECK, INC.	EQUITABLE ADVISORS, LLC	Jun 28, 2007	Aug 2, 2007	35	Firm change	Other

Relationships

Registered with (6)

→ HUNTINGTON FINANCIAL ADVISORSRegistered adviserregistration: current employment
Apr 16, 2018 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jan 6, 2015 to Sep 18, 2017factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Jan 5, 2015factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Oct 29, 2009 to Oct 1, 2012factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 10, 2008 to Jul 20, 2009factForm ADV
→ H. BECK, INC.Registered adviserregistration: previous registration
Oct 9, 2006 to Jun 28, 2007factForm ADV

Dated events

No dated event names this entity yet.