DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
YORK, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Aug 18, 2026 | n/a | yes | YORK, PA | Current employment |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | Nov 1, 2019 | Aug 25, 2026 | no | York, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••••• I••••••••• R••••••• A•••••••• I••• | L•• F•••••••• L•• | Aug 25, 2026 | Aug 18, 2026 | -7 | Bulk transfer | Ibd to ibd |
| W•••••• • R••• | C•••••••• I••••••••• R••••••• A•••••••• I••• | Nov 6, 2019 | Nov 1, 2019 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 866:134139:CT:2019-11-05 | Nov 6, 2019 | Nov 1, 2019 | HAMDEN, CT | Firm change |
| W•••••• • R••• | Former SEC adviser | Oct 31, 2007 | Nov 6, 2019 | no | YORK, PA|CAMP HILL, PA|HAMDEN, CT | Previous registration |
| I•••••••• S••••••• C••••••• I••• | Former SEC adviser | Mar 27, 2000 | Dec 31, 2006 | no | DALLASTOWN, PA|TOWSON, MD|TOWSON, MD | Previous registration |
| -5 |
| Firm change |
| Ibd to ibd |
| I•••••••• S••••••• C••••••• I••• | W•••••• • R••• | Dec 31, 2006 | Oct 31, 2007 | 304 | Firm change | Other |