RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• C••••••••• L••••
- L•• F•••••••• L•• BD affiliated currentsince Aug 18, 2026 · York, Pa
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedNov 1, 2019 to Aug 25, 2026 · York, Pa
- W•••••• • R••• formerOct 31, 2007 to Nov 6, 2019 · York, Pa
- I•••••••• S••••••• C••••••• I••• formerMar 27, 2000 to Dec 31, 2006 · Dallastown, Pa
- C•••••••• I••••••••• R••••••• A•••••••• I••• to L•• F•••••••• L••left Aug 25, 2026, registered Aug 18, 2026 (-7 days) · corporate re-registration, not a move
- W•••••• • R••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Nov 6, 2019, registered Nov 1, 2019 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
- I•••••••• S••••••• C••••••• I••• to W•••••• • R•••left Dec 31, 2006, registered Oct 31, 2007 (304 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address