DFX Intelligence

P••• C•••••••• L••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner39 years in industry

P••• C•••••••• L••••••••

Advisor at B• R•••• W••••• A•••••••• I•••

LAKE RONKONKOMA, NY

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Search this name across graphsid dfx:ria:f844932b-1aa8-5bd3-f78a-b36e6169f500

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 19, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B• R•••• W••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 1986earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B• R•••• W••••• A•••••••• I•••	Bd affiliated wealth	Jun 23, 2021	n/a	yes	LAKE RONKONKOMA, NY	Current employment
B• R•••• W••••• A•••••••• I•••	Bd affiliated wealth	Sep 12, 2016	Mar 17, 2017	no	Port Jefferson Station, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••••• C•••••• A•••••••• I•••	B• R•••• W••••• A•••••••• I•••	Nov 19, 2020	Sep 12, 2016	-1,529	Firm change after gap	Other

Relationships

Registered with (2)

→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 12, 2016 to Mar 17, 2017factForm ADV
→ L•••••• C•••••• A•••••••• I•••Registered adviserregistration: previous registration
May 19, 2003 to Nov 19, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f844932b-1aa8-5bd3-f78a-b36e6169f500
First observed: May 19, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.