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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

LINDNER CAPITAL ADVISORS, INC.

CRD 108584

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6e7940b3-eda1-6ee0-d96a-78c9cb4494de

Data as of Oct 15, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 3
On other graphs: 1
Observed: Mar 29, 2012 to Oct 15, 2020
24 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Lindner Capital Advisors, Inc.

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $147MItem 5.F on the latest filing (2020-10-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $146M
Private client RAUM: $146MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 4
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 590
Individual clients: 396
SEC number: 801-54866
CRD: 108584
Filings on the tape: 24
First filed: Mar 29, 2012
Latest filed: Oct 15, 2020
Organised: Corporation, Georgia

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LINDNER, ROBERT, JOSEPH	Ceo	E	yes	12/1996	Mar 29, 2012	Oct 15, 2020
WOOD, CHARLES, BRYAN	COO AND CHIEF COMPLIANCE OFFICER	Na	yes	10/2018	Mar 30, 2016	Oct 15, 2020
CLAEYS, MICHELLE, L.	Shareholder	B	no	12/2007	Mar 29, 2012	Oct 15, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CARDEA CAPITAL ADVISORS, LLC	n/a	Independent wealth	$124M	N	yes	n/a
THE LINDNER GROUP, INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Jacksonville	FL	United States	1	no
Hanover	Ma	United States	1	no
PORT JEFFERSON STATION	NY	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Apr 5, 2020	$320M	$304M	8	4	3	n/a	n/a
2018	Mar 29, 2019	$462M	$436M	17	11	2	n/a	n/a
2017	Mar 29, 2018	$593M	$557M	19	13	0	n/a	n/a
2016	Mar 30, 2017	$554M	$511M	19	13	n/a	n/a	n/a
2015	Mar 30, 2016	$551M	$502M	17	11	n/a	n/a	n/a
2014	Mar 31, 2015	$565M	$503M	19	18	n/a	n/a	n/a
2013	Mar 31, 2014	$538M	$471M	14	13	n/a	n/a	n/a
2012	Apr 1, 2013	$412M	$408M	14	13	n/a	n/a	n/a
2011	Mar 29, 2012	$412M	$394M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$147M	$462M	-68.2%	$554M	-35.7%	8	17	3	2

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CARDEA CAPITAL ADVISORS, LLC	2	Dec 23, 2020	Jan 19, 2021	ATLANTA, GA	Team lift out	RIA to new firm	50.0%

Relationships

Affiliated with (1)

→ CARDEA CAPITAL ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (2)

← WOOD, CHARLES, BRYANOwnerCOO AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2016 to presentfactForm ADV
← LINDNER, ROBERT, JOSEPHOwnerCEO, ownership code E, individual
Mar 29, 2012 to presentfactForm ADV

Owns (1)

← CLAEYS, MICHELLE, L.OwnerSHAREHOLDER, ownership code B, individual
Mar 29, 2012 to presentfactForm ADV

Moved with (1)

→ CARDEA CAPITAL ADVISORS, LLCRegistered adviser2 advisors, team lift out, same day
Dec 23, 2020 to Jan 19, 2021factForm ADV

Registered with (16)

← KENDALL SAVAGE BORCHARDTAdvisorregistration: previous registration
Aug 21, 2020 to Dec 23, 2020factForm ADV
← JEFFREY BLAIR KOPPAdvisorregistration: previous registration
Mar 10, 2005 to Dec 23, 2020factForm ADV
← CHARLES BRYAN WOODAdvisorregistration: previous registration
May 13, 2003 to Dec 23, 2020factForm ADV
← PATRICK ALLAN THOMASAdvisorregistration: previous registration
Dec 5, 2019 to Dec 23, 2020factForm ADV
← PAUL CHRISTIAN LORENTZENAdvisorregistration: previous registration
May 19, 2003 to Nov 19, 2020factForm ADV
← Eric Boyd PhilipsAdvisorregistration: previous registration
Jul 27, 2018 to Jun 25, 2020factForm ADV
← Jessica Laine GrinerAdvisorregistration: previous registration
Aug 6, 2018 to Feb 7, 2019factForm ADV
← TODD JONES SMALLWOODAdvisorregistration: previous registration
Apr 1, 2016 to Oct 12, 2018factForm ADV
← MATTHEW AARON CLARKAdvisorregistration: previous registration
Feb 8, 2017 to Apr 17, 2018factForm ADV
← STEPHEN MICHAEL CAINAdvisorregistration: previous registration
Sep 25, 2008 to Jul 18, 2017factForm ADV
← RICHARD ALLEN GRIDERAdvisorregistration: previous registration
Jul 7, 2016 to Nov 3, 2016factForm ADV
← PATRICIA JEAN POSADAAdvisorregistration: previous registration
Sep 24, 2012 to Oct 3, 2016factForm ADV
← EDWARD VERN KERNSAdvisorregistration: previous registration
May 15, 2014 to Sep 17, 2015factForm ADV
← ROBERT L ARNOLDAdvisorregistration: previous registration
Sep 17, 2009 to May 15, 2014factForm ADV
← MICHAEL WALTON ROGERSAdvisorregistration: previous registration
Sep 17, 2009 to Dec 21, 2012factForm ADV
← KENNETH WHITNEY BROWNAdvisorregistration: previous registration
May 13, 2003 to May 4, 2009factForm ADV

Dated events

Occurred
Oct 15, 2020
Regulatory AUM changed
Lindner Capital Advisors, Inc. reported RAUM $147.0M, down 54% from $320.0M (2020-07-30 to 2020-10-15)
Form ADVobserved 3 days ago
$-173M
Occurred
Apr 5, 2020
Regulatory AUM changed
Lindner Capital Advisors, Inc. reported RAUM $320.0M, down 31% from $461.6M (2019-04-29 to 2020-04-05)
Form ADVobserved 3 days ago
$-142M
Occurred
Apr 5, 2020
Control person left
Patricia Linda Rose (Secretary/Treasurer) no longer on Schedule A of Lindner Capital Advisors, Inc. (listed 2019-04-29, absent 2020-04-05)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6e7940b3-eda1-6ee0-d96a-78c9cb4494de
First observed: Mar 29, 2012
Last observed: Oct 15, 2020 72 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LINDNER CAPITAL ADVISORS, INC.

CRD 108584

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6e7940b3-eda1-6ee0-d96a-78c9cb4494de

Data as of Oct 15, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:03 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LINDNER, ROBERT, JOSEPH

Ceo

yes

12/1996

Mar 29, 2012

Oct 15, 2020

WOOD, CHARLES, BRYAN

COO AND CHIEF COMPLIANCE OFFICER

yes

10/2018

Mar 30, 2016

Oct 15, 2020

CLAEYS, MICHELLE, L.

Shareholder

12/2007

Mar 29, 2012

Oct 15, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CARDEA CAPITAL ADVISORS, LLC

n/a

Independent wealth

$124M

yes

n/a

THE LINDNER GROUP, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Jacksonville

United States

Hanover

United States

PORT JEFFERSON STATION

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Apr 5, 2020

$320M

$304M

n/a

2018

Mar 29, 2019

$462M

$436M

n/a

2017

Mar 29, 2018

$593M

$557M

n/a

2016

Mar 30, 2017

$554M

$511M

n/a

2015

Mar 30, 2016

$551M

$502M

n/a

2014

Mar 31, 2015

$565M

$503M

n/a

2013

Mar 31, 2014

$538M

$471M

n/a

2012

Apr 1, 2013

$412M

$408M

n/a

2011

Mar 29, 2012

$412M

$394M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$147M

$462M

-68.2%

$554M

-35.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CARDEA CAPITAL ADVISORS, LLC

Dec 23, 2020

Jan 19, 2021

ATLANTA, GA

Team lift out

RIA to new firm

50.0%