DFX Intelligence

N••••• J••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst27 years in industry

N••••• J••• L••••••

Advisor at C•••••• O•• W••••• A•••••••

TULSA, OK

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Search this name across graphsid dfx:ria:f844f6b2-ce8e-d59d-e968-016729b5d1ca

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 20, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• O•• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 22, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• O•• W••••• A•••••••	Independent wealth	Jun 11, 2018	n/a	yes	TULSA, OK	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Jan 5, 2009	Jun 20, 2018	no	TULSA, OK	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	C•••••• O•• W••••• A•••••••	Jun 20, 2018	Jun 11, 2018	-9	Firm change	Wirehouse to new firm
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	U•• F•••••••• S••••••• I•••	Jan 8, 2009	Jan 5, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
8174:297180:OK:2018-06-20	Jun 20, 2018	Jun 11, 2018	TULSA, OK	Firm change

Relationships

Registered with (3)

→ C•••••• O•• W••••• A•••••••Registered adviserregistration: current employment
Jun 11, 2018 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jan 5, 2009 to Jun 20, 2018factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jan 20, 1999 to Jan 8, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f844f6b2-ce8e-d59d-e968-016729b5d1ca
First observed: Jan 20, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.