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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

Jesse David Wagner

Advisor at ROBERT W. BAIRD & CO. INCORPORATED

MILWAUKEE, WI | Greenville, WI

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Search this name across graphsid dfx:ria:f84552ea-afcf-29a7-3f95-b005a87e05bd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Apr 9, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROBERT W. BAIRD & CO. INCORPORATED
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 7, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 7, 2009
First registration: Apr 9, 2009
Dual registered: yes, broker-dealer
Other names: JESSE DAVID WAGNER|Jesse Wagner
IAPD individual key: 5464546

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	Sep 25, 2024	n/a	yes	Greenville, WI\|MILWAUKEE, WI	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 17, 2018	Oct 3, 2024	no	GREENVILLE, WI\|Greenville, WI\|FORT MILL, SC\|BOSTON, MA	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Mar 27, 2018	Sep 24, 2018	no	GREENVILLE, WI\|EL SEGUNDO, CA\|GREENVILLE, WI	Previous registration
INVESTMENT CENTERS OF AMERICA, INC.	Former SEC adviser	Nov 4, 2014	Feb 20, 2018	no	APPLETON, WI	Previous registration
SII INVESTMENTS, INC.	Former SEC adviser	Nov 4, 2014	Feb 20, 2018	no	APPLETON, WI	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Oct 7, 2013	Mar 24, 2014	no	APPLETON, WI	Previous registration
INVESTMENT CENTERS OF AMERICA, INC.	Former SEC adviser	Apr 9, 2009	Sep 6, 2013	no	APPLETON, WI	Previous registration
SII INVESTMENTS, INC.	Former SEC adviser	Apr 9, 2009	Sep 6, 2013	no	APPLETON, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	ROBERT W. BAIRD & CO. INCORPORATED	Oct 3, 2024	Sep 25, 2024	-8	Firm change	Ibd to RIA
CETERA ADVISOR NETWORKS LLC	LPL FINANCIAL LLC	Sep 24, 2018	Oct 17, 2018	23	Firm change	Ibd to RIA
INVESTMENT CENTERS OF AMERICA, INC.	SII INVESTMENTS, INC.	Feb 20, 2018	Nov 4, 2014	-1,204	Channel change	Other
SII INVESTMENTS, INC.	INVESTMENT CENTERS OF AMERICA, INC.	Feb 20, 2018	Nov 4, 2014	-1,204	Firm change after gap	Other
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	SII INVESTMENTS, INC.	Mar 24, 2014	Nov 4, 2014	225	Firm change	Other
SII INVESTMENTS, INC.	INVESTMENT CENTERS OF AMERICA, INC.	Sep 6, 2013	Apr 9, 2009	-1,611	Firm change after gap	Other
INVESTMENT CENTERS OF AMERICA, INC.	SII INVESTMENTS, INC.	Sep 6, 2013	Apr 9, 2009	-1,611	Channel change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
2225:16443:WI:2018-02-20	Feb 20, 2018	Nov 4, 2014	APPLETON, WI	Firm change after gap

Relationships

Registered with (6)

→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: current employment
Sep 25, 2024 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 17, 2018 to Oct 3, 2024factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Mar 27, 2018 to Sep 24, 2018factForm ADV
→ INVESTMENT CENTERS OF AMERICA, INC.Registered adviserregistration: previous registration
Nov 4, 2014 to Feb 20, 2018factForm ADV
→ SII INVESTMENTS, INC.Registered adviserregistration: previous registration
Nov 4, 2014 to Feb 20, 2018factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Oct 7, 2013 to Mar 24, 2014factForm ADV

Dated events

Occurred
Oct 3, 2024
Advisor changed firm
Jesse David Wagner left Lpl Financial Llc for Robert W. Baird & Co. Incorporated (registered 2024-09-25)
Form ADVobserved 5 days ago