DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jesse David Wagner

Robert W. Baird & Co. Incorporatedmixed wealthMilwaukee, Wi dual registrantIAPD 5464546

Feed of 09/15/2026

Also filed as Jesse David Wagner

At current firm

1 y

since Sep 25, 2024

In the industry

17 y

since Apr 7, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Robert W. Baird & Co. Incorporated mixed wealth current
since Sep 25, 2024 · Greenville, Wi
LPL Financial LLC BD affiliated
Oct 17, 2018 to Oct 3, 2024 · Greenville, Wi
Cetera Advisor Networks LLC former
Mar 27, 2018 to Sep 24, 2018 · Greenville, Wi
Sii Investments, Inc. former
Nov 4, 2014 to Feb 20, 2018 · Appleton, Wi
Investment Centers Of America, Inc. former
Nov 4, 2014 to Feb 20, 2018 · Appleton, Wi
Northwestern Mutual Investment Services,LLC no RAUM
Oct 7, 2013 to Mar 24, 2014 · Appleton, Wi
Sii Investments, Inc. former
Apr 9, 2009 to Sep 6, 2013 · Appleton, Wi
Investment Centers Of America, Inc. former
Apr 9, 2009 to Sep 6, 2013 · Appleton, Wi

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to Robert W. Baird & Co. Incorporated
left Oct 3, 2024, registered Sep 25, 2024 (-8 days) · Affiliated broker-dealer or bank to independent RIA
Cetera Advisor Networks LLC to LPL Financial LLC
left Sep 24, 2018, registered Oct 17, 2018 (23 days) · Affiliated broker-dealer or bank to independent RIA
Investment Centers Of America, Inc. to Sii Investments, Inc.
left Feb 20, 2018, registered Nov 4, 2014 (-1204 days) · channel change inside one enterprise, not a move
Sii Investments, Inc. to Investment Centers Of America, Inc.
left Feb 20, 2018, registered Nov 4, 2014 (-1204 days) · Other · moved with a team
Northwestern Mutual Investment Services,LLC to Sii Investments, Inc.
left Mar 24, 2014, registered Nov 4, 2014 (225 days) · Other
Sii Investments, Inc. to Investment Centers Of America, Inc.
left Sep 6, 2013, registered Apr 9, 2009 (-1611 days) · Other
Investment Centers Of America, Inc. to Sii Investments, Inc.
left Sep 6, 2013, registered Apr 9, 2009 (-1611 days) · channel change inside one enterprise, not a move

Signals

Jesse David Wagner left Lpl Financial Llc for Robert W. Baird & Co. Incorporated (registered 2024-09-25)
Oct 3, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address