DFX Intelligence

C••••••••• C• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

C••••••••• C• W••••••

Advisor at C••• L••

OMAHA, NE | Akron, OH

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Search this name across graphsid dfx:ria:f8516783-e826-bb32-23b0-f6b7675d7691

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 23, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 29, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• L••	Bd affiliated wealth	Sep 17, 2025	n/a	yes	Akron, OH\|OMAHA, NE	Current employment
W•••• T•••••• F•••••••• G••••• L••	Former SEC adviser	Dec 22, 2017	Dec 31, 2025	no	AKRON, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• T•••••• F•••••••• G••••• L••	C••• L••	Dec 31, 2025	Sep 17, 2025	-105	Firm change after gap	RIA to ibd
S• A•••••••• L••	W•••• T•••••• F•••••••• G••••• L••	Mar 6, 2019	Dec 22, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
289899:155344:OH:2025-12-31	Dec 31, 2025	Sep 17, 2025	AKRON, OH	Firm change after gap
154680:289899:GA:2019-03-06	Mar 6, 2019	Dec 22, 2017	ATLANTA, GA	Firm change after gap
149777:154680:OH:2017-11-06	Nov 6, 2017	Nov 3, 2017	AKRON, OH	Firm change

Relationships

Registered with (6)

→ C••• L••Registered adviserregistration: current employment
Sep 17, 2025 to presentfactForm ADV
→ W•••• T•••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Dec 22, 2017 to Dec 31, 2025factForm ADV
→ S• A•••••••• L••Registered adviserregistration: previous registration
Nov 3, 2017 to Mar 6, 2019factForm ADV
→ M••••• S••••••

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f8516783-e826-bb32-23b0-f6b7675d7691
First observed: May 23, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.