DFX Intelligence

W•••• T•••••• F•••••••• G••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

W•••• T•••••• F•••••••• G••••• L••

CRD 289899

AKRON, OH

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Search this name across graphsid dfx:ria:7c866d63-fbd5-d003-6845-77aa74f10320

Data as of Mar 17, 2025 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 8
On other graphs: 1
Observed: Nov 9, 2017 to Mar 17, 2025
18 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

W•••• T•••••• F•••••••• G••••• L••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $533M••• Locked
Discretionary RAUM: $533M
Private client RAUM: $484Mderived••• Locked
Private client share: 91%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
T••••••• R••••• E•••••	Member	C	yes	11/2017	Nov 9, 2017	Mar 21, 2024
W••••••• C••••••••• C•	MEMBER AND CHIEF COMPLIANCE OFFICER	B	yes	11/2017	Nov 9, 2017	Mar 21, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	4	-4	n/a	0	0	0	0	5

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$533M	$483M	10.4%	$478M	3.7%	6	6	1	1

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C••• L••	4	Dec 31, 2025	Sep 17, 2025	AKRON, OH	Firm absorbed	RIA to ibd	100.0%

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
S• A•••••••• L••	3	Mar 6, 2019	Jan 4, 2019	ATLANTA, GA	Team lift out	Ibd to RIA	7.3%

Relationships

Registered with (5)

← D•••••• E•••••• W••••Advisorregistration: previous registration
Jan 4, 2019 to Dec 31, 2025factForm ADV
← R•••• E••••• T••••••Advisorregistration: previous registration
Dec 22, 2017 to Dec 31, 2025factForm ADV
← C••••••••• C• W••••••Advisorregistration: previous registration
Dec 22, 2017 to Dec 31, 2025factForm ADV
← S••••• J••••• T••••••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 31, 2025
Firm absorbed
••• Locked
Form ADVobserved 8 days ago
4 advisors
Occurred
Dec 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7c866d63-fbd5-d003-6845-77aa74f10320
First observed: Nov 9, 2017
Last observed: Mar 17, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.