DFX Intelligence

T••••• S••••• P••••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

T••••• S••••• P••••••• M••••••••• L••

CRD 170763

NEW YORK, NY

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Search this name across graphsid dfx:ria:f85a9e7c-ec24-6927-0212-0f3c036f59a4

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 41
Dated events: 4
On other graphs: 3
Observed: Jun 30, 2017 to Mar 30, 2026
18 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

T••••• S••••• P••••••• M••••••••• L••

Venture manager · shared crd

Independent Sponsorsidentity

T••••• S••••• P••••••• M••••••••• L••

Capital provider to sponsors · shared crd

Private Equityidentity

T••••• S••••• P••••••• M••••••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.0B••• Locked
Discretionary RAUM: $844M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T••••• S••••• P••••••• O••••••••• F••• I•• L•	Private Equity Fund	$275M	Mar 28, 2024	80	Mar 31, 2022	reported	021-425645
T••••• S••••• P••••••• E••••• O••••••••• F•••• L•	Private Equity Fund	$202M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K••••••••• J•••••• S••••	MANAGING MEMBER	E	yes	12/2012	Jun 30, 2017	Mar 28, 2024
K••••••••• J•••••• S••••	MANAGING PARTNER	Na	yes	12/2012	Jun 30, 2017	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T•••• I• G•• L••	n/a	n/a	n/a	N	yes	n/a
T••• I• G•• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.0B	$914M	12.1%	$739M	11.5%	8	7	0	0

Relationships

Advises (36)

→ T• F••••••• I• L••Private fundPrivate Equity Fund, IA
Mar 27, 2015 to presentfactForm ADV
→ N•••• W• P••• C• 2•••• L••Private fundPrivate Equity Fund, IA
Mar 31, 2021 to presentfactForm ADV
→ T• L••• I•• L••Private fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ T• V• S•• I• L••Private fund

Dated events

Occurred
Mar 31, 2023
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$252M
Occurred
Mar 31, 2021
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$106M
Occurred
Mar 31, 2021
Control person joined
••• Locked
Form ADVobserved 7 days ago
Occurred
Jun 30, 2017
First Form ADV filing

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f85a9e7c-ec24-6927-0212-0f3c036f59a4
First observed: Jun 30, 2017
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.