DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••••• S••••• P••••••• M••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Jun 30, 2017 · 18 filings
SEC status approved since Aug 9, 2017
RAUM
$1.0B
reported, Item 5.F
Discretionary
82%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
24
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$1.0B as of Mar 30, 2026
Mar 30, 2018$277M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 30, 20180 then
Employees (5.A)8 as of Mar 30, 2026
Mar 30, 20184 then
Private funds24 as of Mar 30, 2026
Mar 30, 201820 then
RAUM +12% over the last fiscal year+12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $42.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 82%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $752M, 24 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.0B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 24reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $752M for 24 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
36 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T••••• S••••• P••••••• O••••••••• F••• I•• L• | Private Equity Fund | $275M | 80 | Mar 31, 2022 |
| T••••• S••••• P••••••• E••••• O••••••••• F•••• L• | Private Equity Fund | $202M | 47 | Mar 31, 2017 |
| T• S••••• I•• L•• | Private Equity Fund | $79.4M | 57 | Mar 31, 2023 |
| T• Q• L•• | Private Equity Fund | $66.0M | 4 | Mar 31, 2023 |
| T• R•••• I• L•• | Private Equity Fund | $58.4M | 11 | Mar 28, 2024 |
| T•••• I• G• C••••••••• L• | Private Equity Fund | $37.7M | 17 | Mar 31, 2017 |
| T• A••• L•• | Private Equity Fund | $31.9M | 5 | Mar 29, 2019 |
| T• L••• I• L•• | Private Equity Fund | $26.4M | 34 | Mar 31, 2022 |
| T••• I• G• C••••••••• L• | Private Equity Fund | $23.7M | 17 | Mar 31, 2022 |
| T• L••• I•• L•• | Private Equity Fund | $23.6M | 11 | Mar 31, 2022 |
| T• F••••• I• L•• | Private Equity Fund | $23.6M | 38 | Mar 31, 2022 |
| T• V• S•• I• L•• | Private Equity Fund | $22.2M | 3 | Mar 31, 2023 |
| T• T•••• I• L•• | Private Equity Fund | $12.0M | 20 | Mar 31, 2022 |
| T• S••••• I• L•• | Private Equity Fund | $10.1M | 13 | Mar 31, 2021 |
| T••••• S••••• C• A•••• C• I• L•• | Private Equity Fund | $9.5M | 41 | Apr 18, 2014 |
| T• L••••••• I• L••no longer reported | Private Equity Fund | $4.0M | 2 | Mar 22, 2016 |
| T••••• S••••• S•••• L•• | Private Equity Fund | $3.2M | 12 | Mar 27, 2015 |
| T••••• S••••• C••• I•• L•• | Private Equity Fund | $2.5M | 13 | Mar 31, 2017 |
| T• L••••••• O•• L••no longer reported | Private Equity Fund | $2.2M | 1 | Mar 31, 2017 |
| T• T•••••••• I• L•• | Private Equity Fund | $2.2M | 4 | Mar 22, 2016 |
| T• I•• I• L•• | Private Equity Fund | $1.4M | 2 | Mar 31, 2022 |
| N•••• W• P••• C• 2•••• L•• | Private Equity Fund | $1.2M | 6 | Mar 31, 2021 |
| T• S•••• I• L•• | Private Equity Fund | $1.1M | 4 | Mar 31, 2021 |
| T••••• S••••• S••••• I• L•• | Private Equity Fund | $1.1M | 2 | Mar 27, 2015 |
| T• S••••••• I• L••no longer reported | Private Equity Fund | $1.0M | 18 | Apr 18, 2014 |
| T• O•••••• I• L•• | Private Equity Fund | $756,301 | 8 | Mar 31, 2017 |
| T• K••• I• L•• | Private Equity Fund | $722,927 | 10 | Mar 29, 2019 |
| T••••• S••••• C•••• L••no longer reported | Private Equity Fund | $614,223 | 13 | Apr 18, 2014 |
| T••••• S••••• S••••• L••no longer reported | Private Equity Fund | $368,864 | 1 | Mar 22, 2016 |
| T• L••••••• I•• L••no longer reported | Private Equity Fund | $367,578 | 9 | Mar 31, 2017 |
| T••••• S••••• S••••• L••no longer reported | Private Equity Fund | $56,666 | 1 | Mar 27, 2015 |
| T• C••• I• L••no longer reported | Private Equity Fund | $7,486 | 13 | Apr 18, 2014 |
| T••••• S••••• C••• I••• L••no longer reported | Private Equity Fund | $2,294 | 8 | Mar 27, 2015 |
| T••••• S••••• C••• I•• L••no longer reported | Private Equity Fund | $1,182 | 7 | Mar 27, 2015 |
| T••••• S••••• C••••• I• L••no longer reported | Private Equity Fund | $2 | 3 | Mar 27, 2015 |
| T• F••••••• I• L•• | Private Equity Fund | $0 | 7 | Mar 27, 2015 |
Owners and control persons
Schedule A and B, latest filing
- K••••••••• J•••••• S•••• · Managing Partnercontrolsince 12/2012 · owns less than 5%
- L•••••• N•••••• V••••••••• · Chief Compliance Officercontrolsince 10/2022 · owns less than 5%
- K••••••••• J•••••• S•••• · Managing Membercontrolsince 12/2012 · owns 75% or more of T••••• S••••• P••••••• H•••••••• L••
Entity owners
- T••••• S••••• P••••••• H•••••••• L•• · Memberdirect · owns 75% or more
- T••••• S••••• P••••••• H•••••••• L•• · Memberindirect · owns 75% or more of T••••• S••••• P••••••• H•••••••• L••
Related persons
Schedule D 7.A
- T•••• I• G•• L••pooled vehicle sponsorn
- T••• I• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $530M to $752MMar 31, 2025 to Mar 30, 2026
- Employees · 7 to 8Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $778M to $844MMar 31, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $135M to $180MMar 31, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $914M to $1.0BMar 31, 2025 to Mar 30, 2026
- RAUM · $914M to $1.0BMar 31, 2025 to Mar 30, 2026
- Accounts · 25 to 24Mar 28, 2024 to Mar 31, 2025
- Advisory employees · 6 to 4Mar 28, 2024 to Mar 31, 2025
- Pooled vehicle clients · 25 to 24Mar 28, 2024 to Mar 31, 2025
- Assets in custody · $421M to $530MMar 28, 2024 to Mar 31, 2025
- Employees · 10 to 7Mar 28, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $733M to $778MMar 28, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $120M to $135MMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $853M to $914MMar 28, 2024 to Mar 31, 2025
- RAUM · $853M to $914MMar 28, 2024 to Mar 31, 2025
- Accounts · 24 to 25Mar 31, 2023 to Mar 28, 2024
- Advisory employees · 4 to 6Mar 31, 2023 to Mar 28, 2024
- Pooled vehicle clients · 24 to 25Mar 31, 2023 to Mar 28, 2024
- Assets in custody · $343M to $421MMar 31, 2023 to Mar 28, 2024
- Employees · 6 to 10Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $677M to $733MMar 31, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $61.1M to $120MMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $739M to $853MMar 31, 2023 to Mar 28, 2024
- RAUM · $739M to $853MMar 31, 2023 to Mar 28, 2024
- Accounts · 26 to 24Oct 17, 2022 to Mar 31, 2023
- Advisory employees · 5 to 4Oct 17, 2022 to Mar 31, 2023
- Pooled vehicle clients · 26 to 24Oct 17, 2022 to Mar 31, 2023
- Assets in custody · $286M to $343MOct 17, 2022 to Mar 31, 2023
- Employees · 7 to 6Oct 17, 2022 to Mar 31, 2023
- Private funds · 26 to 24Oct 17, 2022 to Mar 31, 2023
- Discretionary RAUM · $472M to $677MOct 17, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $14.2M to $61.1MOct 17, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $486M to $739MOct 17, 2022 to Mar 31, 2023
- RAUM · $486M to $739MOct 17, 2022 to Mar 31, 2023
- Accounts · 19 to 26Mar 31, 2021 to Mar 31, 2022
- Advisory employees · 8 to 5Mar 31, 2021 to Mar 31, 2022
- Pooled vehicle clients · 19 to 26Mar 31, 2021 to Mar 31, 2022
- Assets in custody · $316M to $286MMar 31, 2021 to Mar 31, 2022
- Employees · 8 to 7Mar 31, 2021 to Mar 31, 2022
Signals
4 dated events
- T••••• S••••• P••••••• M••••••••• L•• reported RAUM $738.6M, up 52% from $486.4M (2022-10-17 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- T••••• S••••• P••••••• M••••••••• L•• reported RAUM $402.5M, up 36% from $296.7M (2020-05-14 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Ventimiglia Nicole Luongo (Chief Financial Officer) appeared on Schedule A of T••••• S••••• P••••••• M••••••••• L••Mar 31, 2021 · Control person joined · fact
- T••••• S••••• P••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 30, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- T••••• S••••• P••••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- T••••• S••••• P••••••• M••••••••• L•• · Private Equityshared crd · organization
- T••••• S••••• P••••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/T•••••-S•••••-PARTNERSreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-256-8740reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026