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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

RESURGENCE ASSET MANAGEMENT INTL LLC

RESURGENCE ASSET MANAGEMENT INTERNATIONAL, L.L.C., CRD 108381

NEW YORK, NY

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Search this name across graphsid dfx:ria:f85bcae3-0291-8b85-83d5-4f25f0af63f4

Data as of Mar 30, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 0
On other graphs: 1
Observed: Mar 30, 2012 to Mar 30, 2012
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Resurgence Asset Management Intl LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.2MItem 5.F on the latest filing (2012-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.2M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 2
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $1.2Mgross asset value as reported per fund; never fund size
Custody, client assets: $1.2M
SEC number: 801-57150
CRD: 108381
Filings on the tape: 1
First filed: Mar 30, 2012
Latest filed: Mar 30, 2012
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M.D. SASS CORPORATE RESURGENCE INTERNATIONAL, LTD.	Private Equity Fund	$703,532	Mar 30, 2012	23	Mar 30, 2012	reported	n/a
M.D. SASS RE/ENTERPRISE INTERNATIONAL, LTD.	Private Equity Fund	$466,080	Mar 30, 2012	17	Mar 30, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LAMLE, HUGH, ROY	Shareholder	C	yes	04/1974	Mar 30, 2012	Mar 30, 2012
LAMLE, HUGH, ROY	President	Na	yes	05/1997	Mar 30, 2012	Mar 30, 2012
LIU, BOBBY	CHIEF OPERATING OFFICER, SR. VICE PRESIDENT, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	Na	yes	01/2006	Mar 30, 2012	Mar 30, 2012
M.D. SASS INVESTORS SERVICES, INC.	Member	E	yes	11/1996	Mar 30, 2012	Mar 30, 2012
SASS, ARI	SENIOR VICE PRESIDENT	Na	yes	06/2012	Mar 30, 2012	Mar 30, 2012
SASS, MARTIN, DOUGLAS	CHAIRMAN AND CHIEF EXECUTIVE OFFICER	Na	yes	05/1997	Mar 30, 2012	Mar 30, 2012
SASS, MARTIN, DOUGLAS	Shareholder	D	yes	03/1972	Mar 30, 2012	Mar 30, 2012
SIVIN, PHILIP, MATTHEW	CHIEF FINANCIAL OFFICER,SENIOR MANAGING DIRECTOR	Na	yes	07/2005	Mar 30, 2012	Mar 30, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
WATERFALL ASSET MANAGEMENT, LLC	n/a	Asset manager	$22B	N	yes	n/a
M.D. SASS INVESTORS SERVICES, INC.	n/a	Other adviser	$2.1B	Y	yes	n/a
AMERRA CAPITAL MANAGEMENT, LLC	n/a	Asset manager	$610M	N	yes	n/a
M.D. SASS ASSOCIATES INC.	n/a	Former SEC adviser	$342M	N	yes	n/a
M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLC	n/a	Asset manager	$8.3M	N	yes	n/a
RE/ENTERPRISE ASSET MANAGEMENT, L.L.C.	n/a	Former SEC adviser	$4.9M	N	yes	n/a
RE/ENTERPRISE ASSET MANAGEMENT, L.L.C.	n/a	Former SEC adviser	$4.9M	N	yes	n/a
ASCENT REAL ESTATE ADVISORS, LLC	n/a	n/a	n/a	N	yes	n/a
M.D. SASS SECURITIES, L.L.C.	n/a	n/a	n/a	N	yes	n/a
TAURUS FUNDS MANAGEMENT PTY LIMITED	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 30, 2012	$1.2M	$1.2M	n/a	n/a	n/a	2	$1.2M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$1.2M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Affiliated with (8)

→ RE ENTERPRISE ASSET MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
→ M.D. SASS, LLCRegistered adviserother investment adviser, control, common control
factForm ADV
→ M.D. SASS ASSOCIATES INC.Registered adviserother investment adviser, common control
factForm ADV
→ M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ WATERFALL ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ AMERRA CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← RESURGENCE ASSET MANAGEMENT,LLCRegistered adviserother investment adviser, common control
factForm ADV
← RE ENTERPRISE ASSET MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV

Advises (2)

→ M.D. SASS RE/ENTERPRISE INTERNATIONAL, LTD.Private fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ M.D. SASS CORPORATE RESURGENCE INTERNATIONAL, LTD.Private fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV

Controls (6)

← M.D. SASS INVESTORS SERVICES, INC.OwnerMEMBER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← LAMLE, HUGH, ROYOwnerSHAREHOLDER, ownership code C, individual
Mar 30, 2012 to presentfactForm ADV
← SASS, MARTIN, DOUGLASOwnerSHAREHOLDER, ownership code D, individual
Mar 30, 2012 to presentfactForm ADV
← SIVIN, PHILIP, MATTHEWOwnerCHIEF FINANCIAL OFFICER,SENIOR MANAGING DIRECTOR, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← LIU, BOBBYOwnerCHIEF OPERATING OFFICER, SR. VICE PRESIDENT, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← SASS, ARIOwnerSENIOR VICE PRESIDENT, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f85bcae3-0291-8b85-83d5-4f25f0af63f4
First observed: Mar 30, 2012
Last observed: Mar 30, 2012 176 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RESURGENCE ASSET MANAGEMENT INTL LLC

RESURGENCE ASSET MANAGEMENT INTERNATIONAL, L.L.C., CRD 108381

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f85bcae3-0291-8b85-83d5-4f25f0af63f4

Data as of Mar 30, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:52 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

M.D. SASS CORPORATE RESURGENCE INTERNATIONAL, LTD.

Private Equity Fund

$703,532

Mar 30, 2012

reported

n/a

M.D. SASS RE/ENTERPRISE INTERNATIONAL, LTD.

Private Equity Fund

$466,080

Mar 30, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LAMLE, HUGH, ROY

Shareholder

yes

04/1974

Mar 30, 2012

LAMLE, HUGH, ROY

President

yes

05/1997

Mar 30, 2012

LIU, BOBBY

CHIEF OPERATING OFFICER, SR. VICE PRESIDENT, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER

yes

01/2006

Mar 30, 2012

M.D. SASS INVESTORS SERVICES, INC.

Member

yes

11/1996

Mar 30, 2012

SASS, ARI

SENIOR VICE PRESIDENT

yes

06/2012

Mar 30, 2012

SASS, MARTIN, DOUGLAS

CHAIRMAN AND CHIEF EXECUTIVE OFFICER

yes

05/1997

Mar 30, 2012

SASS, MARTIN, DOUGLAS

Shareholder

yes

03/1972

Mar 30, 2012

SIVIN, PHILIP, MATTHEW

CHIEF FINANCIAL OFFICER,SENIOR MANAGING DIRECTOR

yes

07/2005

Mar 30, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

WATERFALL ASSET MANAGEMENT, LLC

n/a

Asset manager

$22B

yes

n/a

M.D. SASS INVESTORS SERVICES, INC.

n/a

Other adviser

$2.1B

yes

n/a

AMERRA CAPITAL MANAGEMENT, LLC

n/a

Asset manager

$610M

yes

n/a

M.D. SASS ASSOCIATES INC.

n/a

Former SEC adviser

$342M

yes

n/a

M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLC

n/a

Asset manager

$8.3M

yes

n/a

RE/ENTERPRISE ASSET MANAGEMENT, L.L.C.

n/a

Former SEC adviser

$4.9M

yes

n/a

RE/ENTERPRISE ASSET MANAGEMENT, L.L.C.

n/a

Former SEC adviser

$4.9M

yes

n/a

ASCENT REAL ESTATE ADVISORS, LLC

n/a

yes

n/a

M.D. SASS SECURITIES, L.L.C.

n/a

yes

n/a

TAURUS FUNDS MANAGEMENT PTY LIMITED

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 30, 2012

$1.2M

n/a

$1.2M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$1.2M

n/a