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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)51 years in industry

ROBERT MICHAEL ROLLINS

Advisor at LPL ENTERPRISE, LLC

FORT MILL, SC | Salisbury, NC | SALISBURY, NC

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 23, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 1974earliest registration or exam on IAPD
Years in industry: 51derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S63|S65
First exam: May 12, 1997
First registration: Jan 23, 2003
Dual registered: yes, broker-dealer
Other names: MIKE ROLLINS|R. MICHAEL ROLLINS
IAPD individual key: 1764665

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Oct 9, 2024	n/a	yes	SALISBURY, NC\|FORT MILL, SC\|Salisbury, NC	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 15, 2013	Oct 8, 2024	no	FORT MILL, SC\|SALISBURY, NC	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Jun 21, 2011	Aug 7, 2013	no	Greensboro, NC	Previous registration
INVESTMENT ADVISORS INTERNATIONAL, INC.	n/a	Oct 4, 2010	Apr 26, 2011	no	DULUTH, GA	Previous registration
ALLSTATE FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Jun 11, 2008	Oct 8, 2008	no	OKLAHOMA CITY, OK	Previous registration
1717 CAPITAL MANAGEMENT COMPANY	n/a	Aug 16, 2005	Aug 1, 2006	no	SALISBURY, NC	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 23, 2003	Feb 11, 2004	no	TERRELL, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	LPL ENTERPRISE, LLC	Oct 8, 2024	Oct 9, 2024	1	Firm change	Ibd to new firm
MML INVESTORS SERVICES, LLC	LPL FINANCIAL LLC	Aug 7, 2013	Aug 15, 2013	8	Firm change	Other
INVESTMENT ADVISORS INTERNATIONAL, INC.	MML INVESTORS SERVICES, LLC	Apr 26, 2011	Jun 21, 2011	56	Firm change	Other
ALLSTATE FINANCIAL ADVISORS, LLC	INVESTMENT ADVISORS INTERNATIONAL, INC.	Oct 8, 2008	Oct 4, 2010	726	Firm change after gap	Other
1717 CAPITAL MANAGEMENT COMPANY	ALLSTATE FINANCIAL ADVISORS, LLC	Aug 1, 2006	Jun 11, 2008	680	Firm change after gap	Other
LPL FINANCIAL LLC	1717 CAPITAL MANAGEMENT COMPANY	Feb 11, 2004	Aug 16, 2005	552	Firm change after gap	Other

Relationships

Registered with (6)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Oct 9, 2024 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Aug 15, 2013 to Oct 8, 2024factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Jun 21, 2011 to Aug 7, 2013factForm ADV
→ INVESTMENT ADVISORS INTERNATIONAL, INC.Registered adviserregistration: previous registration
Oct 4, 2010 to Apr 26, 2011factForm ADV
→ ALLSTATE FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 11, 2008 to Oct 8, 2008factForm ADV
→ 1717 CAPITAL MANAGEMENT COMPANYRegistered adviserregistration: previous registration
Aug 16, 2005 to Aug 1, 2006factForm ADV

Dated events

Occurred
Oct 8, 2024
Advisor changed firm
Robert Michael Rollins left Lpl Financial Llc for Lpl Enterprise, Llc (registered 2024-10-09)
Form ADVobserved 6 days ago