DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Robert Michael Rollins

LPL Enterprise, LLCBD affiliatedFort Mill, Sc dual registrantIAPD 1764665

Certified Financial Planner

Feed of 09/15/2026

Also filed as Mike Rollins

At current firm

1 y

since Oct 9, 2024

In the industry

51 y

since Nov 1, 1974 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Enterprise, LLC BD affiliated current
since Oct 9, 2024 · Salisbury, Nc
LPL Financial LLC BD affiliated
Aug 15, 2013 to Oct 8, 2024 · Fort Mill, Sc
MML Investors Services, LLC BD affiliated
Jun 21, 2011 to Aug 7, 2013 · Greensboro, Nc
Investment Advisors International, Inc. unclassified
Oct 4, 2010 to Apr 26, 2011 · Duluth, Ga
Allstate Financial Advisors, LLC BD affiliated
Jun 11, 2008 to Oct 8, 2008 · Oklahoma City, Ok
1717 Capital Management Company unclassified
Aug 16, 2005 to Aug 1, 2006 · Salisbury, Nc
LPL Financial LLC BD affiliated
Jan 23, 2003 to Feb 11, 2004 · Terrell, Tx

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to LPL Enterprise, LLC
left Oct 8, 2024, registered Oct 9, 2024 (1 days) · Affiliated broker-dealer or bank to a newly registered adviser
MML Investors Services, LLC to LPL Financial LLC
left Aug 7, 2013, registered Aug 15, 2013 (8 days) · Other
Investment Advisors International, Inc. to MML Investors Services, LLC
left Apr 26, 2011, registered Jun 21, 2011 (56 days) · Other
Allstate Financial Advisors, LLC to Investment Advisors International, Inc.
left Oct 8, 2008, registered Oct 4, 2010 (726 days) · Other
1717 Capital Management Company to Allstate Financial Advisors, LLC
left Aug 1, 2006, registered Jun 11, 2008 (680 days) · Other
LPL Financial LLC to 1717 Capital Management Company
left Feb 11, 2004, registered Aug 16, 2005 (552 days) · Other

Signals

Robert Michael Rollins left Lpl Financial Llc for Lpl Enterprise, Llc (registered 2024-10-09)
Oct 8, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 51derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address