DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••
Tucson, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | Jan 14, 2026 | n/a | yes | Tucson, AZ | Current employment |
| K••••• A••••••• S•••••••• L•• | Bd affiliated wealth | Sep 22, 2025 | Dec 19, 2025 | no | Tucson, AZ|AUSTIN, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| K••••• A••••••• S•••••••• L•• | C•••••••• I••••••••• R••••••• A•••••••• I••• | Dec 19, 2025 | Jan 14, 2026 | 26 | Firm change | Ibd to ibd |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | K••••• A••••••• S•••••••• L•• | Oct 1, 2025 | Sep 22, 2025 |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | Feb 3, 2014 | Oct 1, 2025 | no | TUCSON, AZ|Tucson, AZ | Previous registration |
| L•• L•••• • A••••••••• L•• | Former SEC adviser | Jul 17, 2007 | May 9, 2014 | no | TUCSON, AZ | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Jun 1, 1998 | Aug 1, 2007 | no | TUCSON, AZ|TUCSON, AZ | Previous registration |
| -9 |
| Firm change |
| Ibd to ibd |
| L•• L•••• • A••••••••• L•• | C•••••••• I••••••••• R••••••• A•••••••• I••• | May 9, 2014 | Feb 3, 2014 | -95 | Firm change after gap | Other |
| L•• F•••••••• L•• | L•• L•••• • A••••••••• L•• | Aug 1, 2007 | Jul 17, 2007 | -15 | Firm change | Other |