DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

L••••••• E••••• L••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedTucson, Azdual registrantIAPD 311668

Certified Financial Planner

Feed of 09/14/2026

Also filed as Larry Lof

At current firm

0 y

since Jan 14, 2026

In the industry

38 y

since Jun 9, 1988 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Jan 14, 2026 · Tucson, Az
K••••• A••••••• S•••••••• L•• BD affiliated
Sep 22, 2025 to Dec 19, 2025 · Tucson, Az
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Feb 3, 2014 to Oct 1, 2025 · Tucson, Az
L•• L•••• • A••••••••• L•• former
Jul 17, 2007 to May 9, 2014 · Tucson, Az
L•• F•••••••• L•• BD affiliated
Jun 1, 1998 to Aug 1, 2007 · Tucson, Az

Moves

a registration end followed by a registration begin elsewhere

K••••• A••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Dec 19, 2025, registered Jan 14, 2026 (26 days) · Affiliated broker-dealer or bank to another
C•••••••• I••••••••• R••••••• A•••••••• I••• to K••••• A••••••• S•••••••• L••
left Oct 1, 2025, registered Sep 22, 2025 (-9 days) · Affiliated broker-dealer or bank to another
L•• L•••• • A••••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left May 9, 2014, registered Feb 3, 2014 (-95 days) · Other
L•• F•••••••• L•• to L•• L•••• • A••••••••• L••
left Aug 1, 2007, registered Jul 17, 2007 (-15 days) · Other

Signals

L••••••• E••••• L•• left K••••• A••••••• S•••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2026-01-14)
Dec 19, 2025 · Advisor changed firm · fact
L••••••• E••••• L•• left C•••••••• I••••••••• R••••••• A•••••••• I••• for K••••• A••••••• S•••••••• L•• (registered 2025-09-22)
Oct 1, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 38derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address