DFX Intelligence

B••••• J• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

B••••• J• D••••••

Advisor at R••••••••• C•••••• M•••••••••

Chicago, IL

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Search this name across graphsid dfx:ria:f87adc50-da48-2943-ac88-814e9e584e86

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 30, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• C•••••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 29, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• C•••••• M•••••••••	Bd affiliated wealth	Jan 14, 2021	n/a	yes	Chicago, IL	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Nov 18, 2011	Jan 15, 2021	no	CHICAGO, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	R••••••••• C•••••• M•••••••••	Jan 15, 2021	Jan 14, 2021	-1	Firm change	Wirehouse to ibd
M•••••• F•••••••• I••••••••• M••••••••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Dec 2, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:291361:IL:2021-01-15	Jan 15, 2021	Jan 14, 2021	CHICAGO, IL	Firm change

Relationships

Registered with (4)

→ R••••••••• C•••••• M•••••••••Registered adviserregistration: current employment
Jan 14, 2021 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Nov 18, 2011 to Jan 15, 2021factForm ADV
→ M•••••• F•••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Oct 30, 2007 to Dec 2, 2011factForm ADV
→ M•••••• F••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f87adc50-da48-2943-ac88-814e9e584e86
First observed: Oct 30, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.