DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

NAPLES CAPITAL ADVISORS

NAPLES CAPITAL ADVISORS, INC, CRD 143573

NAPLES, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f8877dff-98d0-be63-62a4-8584f27e8f34

Data as of Aug 27, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 2, 2012 to Aug 27, 2012
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $63.7MItem 5.F on the latest filing (2012-08-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $63.3M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 234
SEC number: 801-69164
CRD: 143573
Filings on the tape: 4
First filed: Apr 2, 2012
Latest filed: Aug 27, 2012
Organised: Corporation, Florida

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CAPITAL BANK FINANCIAL CORP.	CONTROLLING SHAREHOLDER	E	yes	09/2010	May 16, 2012	Aug 27, 2012
CHASE, DARLEEN, ELIZABETH	CHIEF COMPLIANCE OFFICER	Na	yes	12/2011	Apr 2, 2012	Aug 27, 2012
MARINELLI, PAUL, J.	CHIEF INVESTMENT OFFICER	Na	yes	09/2011	Apr 2, 2012	Aug 27, 2012
TIB FINANCIAL CORPORATION	Owner	E	yes	01/2008	Apr 2, 2012	Aug 27, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Apr 2, 2012	$82.6M	$81.6M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$63.7M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Controls (4)

← CHASE, DARLEEN, ELIZABETHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 2, 2012 to presentfactForm ADV
← MARINELLI, PAUL, J.OwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Apr 2, 2012 to presentfactForm ADV
← CAPITAL BANK FINANCIAL CORP.OwnerCONTROLLING SHAREHOLDER, ownership code E, domestic entity
May 16, 2012 to presentfactForm ADV
← TIB FINANCIAL CORPORATIONOwnerOWNER, ownership code E, domestic entity
Apr 2, 2012 to presentfactForm ADV

Registered with (2)

← PAUL J. MARINELLIAdvisorregistration: previous registration
Apr 29, 2008 to Feb 1, 2013factForm ADV
← JOHN MIXON SUDDETHAdvisorregistration: previous registration
May 2, 2007 to Sep 13, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f8877dff-98d0-be63-62a4-8584f27e8f34
First observed: Apr 2, 2012
Last observed: Aug 27, 2012 171 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NAPLES CAPITAL ADVISORS

NAPLES CAPITAL ADVISORS, INC, CRD 143573

NAPLES, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f8877dff-98d0-be63-62a4-8584f27e8f34

Data as of Aug 27, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:32 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CAPITAL BANK FINANCIAL CORP.

CONTROLLING SHAREHOLDER

yes

09/2010

May 16, 2012

Aug 27, 2012

CHASE, DARLEEN, ELIZABETH

CHIEF COMPLIANCE OFFICER

yes

12/2011

Apr 2, 2012

Aug 27, 2012

MARINELLI, PAUL, J.

CHIEF INVESTMENT OFFICER

yes

09/2011

Apr 2, 2012

Aug 27, 2012

TIB FINANCIAL CORPORATION

Owner

yes

01/2008

Apr 2, 2012

Aug 27, 2012

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Apr 2, 2012

$82.6M

$81.6M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$63.7M

n/a