DFX Intelligence

Data Factory

RIA / WealthAdvisorChartered Financial Analyst23 years in industry

PAUL J. MARINELLI

Advisor at RIVERGLADES FAMILY OFFICES, LLC

NAPLES, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9a3935b9-1a17-ebfa-950f-ffe0cd000e41

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 6, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RIVERGLADES FAMILY OFFICES, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 26, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S66
First exam: Aug 26, 2003
First registration: Sep 6, 2003
Dual registered: no
Other names: PAUL J. MARINELLI
IAPD individual key: 4670011

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RIVERGLADES FAMILY OFFICES, LLC	Independent wealth	Jan 9, 2025	n/a	yes	NAPLES, FL	Current employment
ANTONETTI CAPITAL MANAGEMENT, LLC	Independent wealth	Feb 14, 2013	Aug 1, 2014	no	NAPLES, FL	Previous registration
NAPLES CAPITAL ADVISORS	Former SEC adviser	Apr 29, 2008	Feb 1, 2013	no	NAPLES, FL	Previous registration
CLEARBRIDGE INVESTMENTS, LLC	Mixed wealth	Dec 19, 2005	Jan 2, 2008	no	NEW YORK, NY	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jul 23, 2004	Dec 20, 2005	no	STAMFORD, CT	Previous registration
MORGAN STANLEY DW INC.	n/a	Sep 6, 2003	May 3, 2004	no	CLEARWATER, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ANTONETTI CAPITAL MANAGEMENT, LLC	RIVERGLADES FAMILY OFFICES, LLC	Aug 1, 2014	Jan 9, 2025	3,814	Firm change after gap	Other
NAPLES CAPITAL ADVISORS	ANTONETTI CAPITAL MANAGEMENT, LLC	Feb 1, 2013	Feb 14, 2013	13	Firm change	Other
CLEARBRIDGE INVESTMENTS, LLC	NAPLES CAPITAL ADVISORS	Jan 2, 2008	Apr 29, 2008	118	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	CLEARBRIDGE INVESTMENTS, LLC	Dec 20, 2005	Dec 19, 2005	-1	Bulk transfer	Other
MORGAN STANLEY DW INC.	CITIGROUP GLOBAL MARKETS INC.	May 3, 2004	Jul 23, 2004	81	Firm change	Other

Relationships

Registered with (6)

→ RIVERGLADES FAMILY OFFICES, LLCRegistered adviserregistration: current employment
Jan 9, 2025 to presentfactForm ADV
→ ANTONETTI CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 14, 2013 to Aug 1, 2014factForm ADV
→ NAPLES CAPITAL ADVISORSRegistered adviserregistration: previous registration
Apr 29, 2008 to Feb 1, 2013factForm ADV
→ CLEARBRIDGE INVESTMENTS, LLCRegistered adviserregistration: previous registration
Dec 19, 2005 to Jan 2, 2008factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jul 23, 2004 to Dec 20, 2005factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Sep 6, 2003 to May 3, 2004factForm ADV

Dated events

No dated event names this entity yet.