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Advisor at ARROWSIDE CAPITAL, LLC
BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ARROWSIDE CAPITAL, LLC | State registered | May 9, 2025 | n/a | yes | BOSTON, MA | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 18, 2018 | Dec 10, 2019 | no | FLORHAM PARK, NJ|BOSTON, MA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 9, 2004 | Dec 31, 2011 | no | BOSTON, MA|BOSTON, MA|BOSTON, MA|BOSTON, MA|TORONTO|NEW YORK, NY|BOSTON, MA|BOSTON, MA|NEW YORK, NY|BOSTON, MA|TORONTO|NEW YORK, NY|BOSTON, MA|TORONTO|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | ARROWSIDE CAPITAL, LLC | Dec 10, 2019 | May 9, 2025 | 1,977 | Firm change after gap | Wirehouse to state RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS FINANCIAL SERVICES INC. | Dec 31, 2011 | Jan 18, 2018 | 2,210 | Firm change after gap | Wirehouse to wirehouse |