DFX Intelligence

D•••• A••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

D•••• A••• S••••••••

Advisor at C••••••

Chicago, IL

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Search this name across graphsid dfx:ria:f88d3b50-9454-bda9-b6b4-38795235acd1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 2
Observed: Mar 2, 1998 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

D•••• A••• S••••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

D•••• A••• S••••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 2, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••	Independent wealth	Jul 8, 2026	n/a	yes	Chicago, IL	Current employment
V•••••• C•••••• M••••••••• L•	Former SEC adviser	Oct 10, 2017	Jun 18, 2026	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•••••• C•••••• M••••••••• L•	C••••••	Jun 18, 2026	Jul 8, 2026	20	Firm change	RIA to RIA
I••• F•••••••• L••	V•••••• C•••••• M••••••••• L•	Dec 1, 2008	Oct 10, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
160150:319448:IL:2026-06-17	Jun 18, 2026	Jul 8, 2026	CHICAGO, IL	Firm change

Relationships

Registered with (3)

→ C••••••Registered adviserregistration: current employment
Jul 8, 2026 to presentfactForm ADV
→ V•••••• C•••••• M••••••••• L•Registered adviserregistration: previous registration
Oct 10, 2017 to Jun 18, 2026factForm ADV
→ I••• F•••••••• L••Registered adviserregistration: previous registration
Mar 2, 1998 to Dec 1, 2008factForm ADV

Dated events

Occurred
Jun 18, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f88d3b50-9454-bda9-b6b4-38795235acd1
First observed: Mar 2, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.