RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C•••••• independent RIA currentsince Jul 8, 2026 · Chicago, Il
- V•••••• C•••••• M••••••••• L• formerOct 10, 2017 to Jun 18, 2026 · Chicago, Il
- I••• F•••••••• L•• independent RIAMar 2, 1998 to Dec 1, 2008 · Northfield, Il
- V•••••• C•••••• M••••••••• L• to C••••••left Jun 18, 2026, registered Jul 8, 2026 (20 days) · RIA to RIA · moved with a team
- I••• F•••••••• L•• to V•••••• C•••••• M••••••••• L•left Dec 1, 2008, registered Oct 10, 2017 (3235 days) · Other
- D•••• A••• S•••••••• left V•••••• C•••••• M••••••••• L• for Corient (registered 2026-07-08)Jun 18, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address