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J•••• N••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

J•••• N••• K••••••

Advisor at W••••• M••••••••• S•••••••• L••

BLOOMFIELD HILLS, MI | WEST CHESTER, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f8a42323-74b6-2693-c070-47080e9ad7c5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 3, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• M••••••••• S•••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 26, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• A••••••• P••••••• L••	Bd affiliated wealth	Mar 31, 2025	n/a	yes	WEST CHESTER, PA\|BLOOMFIELD HILLS, MI	Current employment
W••••• M••••••••• S•••••••• L••	State registered	Mar 31, 2016	n/a	yes

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• W••••• C••••••• L••	W••••••••• A••••••• P••••••• L••	Apr 1, 2025	Mar 31, 2025	-1	Firm change	RIA to RIA
T•• A•••••••	W••••• M••••••••• S•••••••• L••	Apr 14, 2015

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
284656:171976:MI:2025-04-01	Apr 1, 2025	Mar 31, 2025	BLOOMFIELD HILLS, MI	Firm change

Relationships

Registered with (4)

→ W••••••••• A••••••• P••••••• L••Registered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ W••••• M••••••••• S•••••••• L••Registered adviserregistration: current employment
Mar 31, 2016 to presentfactForm ADV
→ I••••••••• W••••• C••••••• L••Registered adviserregistration: previous registration
Jun 2, 2023 to Apr 1, 2025factForm ADV
→ T•• A•••••••

Dated events

Occurred
Apr 1, 2025
Advisor changed firm
J•••• N••• K•••••• left I••••••••• W••••• C••••••• L•• for W••••••••• A••••••• P••••••• L•• (registered 2025-03-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f8a42323-74b6-2693-c070-47080e9ad7c5
First observed: Apr 3, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.