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Advisor at FIRST CITIZENS ASSET MANAGEMENT, INC
COLUMBIA, SC | Raleigh, NC | Columbia, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIRST CITIZENS ASSET MANAGEMENT, INC | Bd affiliated wealth | Apr 24, 2025 | n/a | yes | Raleigh, NC | Current employment |
| FIRST CITIZENS INVESTOR SERVICES, INC. | Bd affiliated wealth | Sep 27, 2022 | n/a | yes | COLUMBIA, SC|Columbia, SC|COLUMBIA, SC|COLUMBIA, SC | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | May 18, 2022 | Sep 29, 2022 | no | LEXINGTON, SC|IRMO, SC|COLUMBIA, SC | Previous registration |
| CUNA BROKERAGE SERVICES, INC. | Former SEC adviser | Oct 25, 2010 | May 18, 2022 | no | COLUMBIA, SC|LEXINGTON, SC|IRMO, SC|IRMO, SC|COLUMBIA, SC|LEXINGTON, SC|IRMO, SC|Lexington, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | FIRST CITIZENS INVESTOR SERVICES, INC. | Sep 29, 2022 | Sep 27, 2022 | -2 | Firm change | RIA to ibd |
| CUNA BROKERAGE SERVICES, INC. | LPL FINANCIAL LLC | May 18, 2022 | May 18, 2022 | 0 | Bulk transfer | Ibd to RIA |