DFX Intelligence

M••••• W••• R•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor49 years in industry

M••••• W••• R•••••••••

Advisor at M••••• W• R••••••••• • C••• L••

BEVERLY HILLS, CA

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Search this name across graphsid dfx:ria:f8a76240-9a97-5042-7072-a581a8ce9928

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 6, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• W• R••••••••• • C••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 1, 1977earliest registration or exam on IAPD
Years in industry: 49derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• W• R••••••••• • C••• L••	State registered	May 8, 2018	n/a	yes	BEVERLY HILLS, CA	Current employment
G••••• F•••••••• P•••••• C••••••• I•••	Former SEC adviser	Dec 4, 2017	May 8, 2018	no	BEVERLY HILLS, CA\|SARASOTA, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• F•••••••• P•••••• C••••••• I•••	M••••• W• R••••••••• • C••• L••	May 8, 2018	May 8, 2018	0	Firm change	Ibd to state RIA
L•• F•••••••• L••	G••••• F•••••••• P•••••• C••••••• I•••	Dec 12, 2017	Dec 4, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
29604:6413:CA:2017-11-29	Nov 29, 2017	Nov 29, 2017	BEVERLY HILLS, CA	Firm change

Relationships

Registered with (5)

→ M••••• W• R••••••••• • C••• L••Registered adviserregistration: current employment
May 8, 2018 to presentfactForm ADV
→ G••••• F•••••••• P•••••• C••••••• I•••Registered adviserregistration: previous registration
Dec 4, 2017 to May 8, 2018factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 29, 2017 to Dec 12, 2017factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f8a76240-9a97-5042-7072-a581a8ce9928
First observed: Aug 6, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.