DFX Intelligence

J••• P• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)12 years in industry

J••• P• G•••••

Advisor at W••••••••• F•••••••• G••••• I•••

Union Pier, MI | UNION PIER, MI

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Search this name across graphsid dfx:ria:f8b619a7-3043-5496-1cdb-81c57dd86628

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: May 9, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• F•••••••• G••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Nov 12, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Apr 1, 2026	n/a	yes	UNION PIER, MI	Current employment
W••••••••• F•••••••• G••••• I•••	State registered	Aug 22, 2025	n/a	yes	Union Pier, MI	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• P••••••• A•• W•••••••• A•••••••	W••••••••• F•••••••• G••••• I•••	May 30, 2024	Aug 22, 2025	449	Firm change after gap	Ibd to state RIA
J••• M••••• S••••••••• L••	F••••••• P••••••• A•• W•••••••• A•••••••	Jun 28, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
79:288590:IL:2022-06-28	Jun 28, 2022	Sep 9, 2022	CHICAGO, IL	Firm change

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Apr 1, 2026 to presentfactForm ADV
→ W••••••••• F•••••••• G••••• I•••Registered adviserregistration: current employment
Aug 22, 2025 to presentfactForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Sep 9, 2022 to May 30, 2024factForm ADV
→ J••• M••••• S••••••••• L••

Dated events

Occurred
May 30, 2024
Advisor changed firm
J••• P• G••••• left F••••••• P••••••• A•• W•••••••• A••••••• for W••••••••• F•••••••• G••••• I••• (registered 2025-08-22)
Form ADVobserved 7 days ago
Occurred
Jun 28, 2022
Advisor changed firm
J••• P• G••••• left J••• M••••• S••••••••• L•• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2022-09-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f8b619a7-3043-5496-1cdb-81c57dd86628
First observed: May 9, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.