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Advisor at MORGAN STANLEY
Las Vegas, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jun 27, 2024 | n/a | yes | Las Vegas, NV | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Sep 29, 2015 | Jul 2, 2024 | no | LAS VEGAS, NV|HENDERSON, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 29, 2007 | Oct 16, 2015 | no | LAS VEGAS, NV|SAN JOSE, CA|Fountain Valley, CA|CITRUS HEIGHTS, CA|SAN DIEGO, CA|LAS VEGAS, NV|HENDERSON, NV|GLENDALE, CA|Jacksonville, FL|HENDERSON, NV|LAS VEGAS, NV|San Antonio, TX|Henderson, NV|SAN FRANCISCO, CA|LAS VEGAS, NV|SAN FRANCISCO, CA|LAS VEGAS, NV|LAS VEGAS, NV|Fountain Valley, CA | Previous registration |
| CITICORP INVESTMENT SERVICES | n/a | Nov 29, 2006 | May 29, 2007 | no | LAS VEGAS, NV | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Sep 3, 2004 | Nov 21, 2006 | no | LAS VEGAS, NV|LAS VEGAS, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | MORGAN STANLEY | Jul 2, 2024 | Jun 27, 2024 | -5 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | WELLS FARGO ADVISORS | Oct 16, 2015 | Sep 29, 2015 | -17 | Firm change | Other |
| CITICORP INVESTMENT SERVICES | CITIGROUP GLOBAL MARKETS INC. | May 29, 2007 | May 29, 2007 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | CITICORP INVESTMENT SERVICES | Nov 21, 2006 | Nov 29, 2006 | 8 | Firm change | Other |