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Registered advisor
C••••••••• N•••• H•••
Feed of 09/14/2026
Also filed as Chris H•••
At current firm
2 y
since Jun 27, 2024
In the industry
22 y
since Sep 2, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jun 27, 2024 · Las Vegas, Nv
- W•••• F•••• A••••••• wirehouseSep 29, 2015 to Jul 2, 2024 · Las Vegas, Nv
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 29, 2007 to Oct 16, 2015 · Las Vegas, Nv
- C••••••• I••••••••• S••••••• unclassifiedNov 29, 2006 to May 29, 2007 · Las Vegas, Nv
- M••••• S•••••• D• I••• unclassifiedSep 3, 2004 to Nov 21, 2006 · Las Vegas, Nv
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M••••• S••••••left Jul 2, 2024, registered Jun 27, 2024 (-5 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left Oct 16, 2015, registered Sep 29, 2015 (-17 days) · Other
- C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to C••••••• I••••••••• S•••••••left Nov 21, 2006, registered Nov 29, 2006 (8 days) · Other
Signals
- C••••••••• N•••• H••• left W•••• F•••• A••••••• for M••••• S•••••• (registered 2024-06-27)Jul 2, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address