DFX Intelligence

D•••• A•••• R•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner33 years in industry

D•••• A•••• R•••••••••

Advisor at R••••••••• M••••••••• S••••••

LEONARDTOWN, MD | Angleton, TX

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Search this name across graphsid dfx:ria:f8b6f828-d9ff-1945-8349-ac04ba3360df

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 13, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• M••••••••• S••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 13, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• M••••••••• S••••••	Independent wealth	Jan 6, 2023	n/a	yes	Angleton, TX\|LEONARDTOWN, MD	Current employment
C• A••••••• S•••••••	Independent wealth	Jan 2, 2015	Jan 2, 2023	no	ALVIN, TX\|WILLIAMSTON, MI\|Alvin, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C• A••••••• S•••••••	R••••••••• M••••••••• S••••••	Jan 2, 2023	Jan 6, 2023	4	Firm change	RIA to RIA
I•••••••• A•••••••• L••	C• A••••••• S•••••••	Dec 31, 2014	Jan 2, 2015

Relationships

Registered with (3)

→ R••••••••• M••••••••• S••••••Registered adviserregistration: current employment
Jan 6, 2023 to presentfactForm ADV
→ C• A••••••• S•••••••Registered adviserregistration: previous registration
Jan 2, 2015 to Jan 2, 2023factForm ADV
→ I•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 13, 2011 to Dec 31, 2014factForm ADV

Dated events

Occurred
Jan 2, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f8b6f828-d9ff-1945-8349-ac04ba3360df
First observed: Jun 13, 2011
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.