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Advisor at HIGHTOWER ADVISORS, LLC
Purchase, NY | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Apr 21, 2023 | n/a | yes | Purchase, NY|CHICAGO, IL | Current employment |
| ALTIUM WEALTH MANAGEMENT | Former SEC adviser | Apr 29, 2022 | May 18, 2023 | no | PURCHASE, NY | Previous registration |
| ALTIUM WEALTH MANAGEMENT LLC | Former SEC adviser | Mar 6, 2014 | Jun 1, 2022 | no | PURCHASE, NY | Previous registration |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Oct 17, 2011 | Feb 11, 2014 | no | RIDGEFIELD, CT | Previous registration |
| RBC ROCHDALE, LLC | Bd affiliated wealth | Jan 1, 2005 | Jun 27, 2005 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ALTIUM WEALTH MANAGEMENT | HIGHTOWER ADVISORS, LLC | May 18, 2023 | Apr 21, 2023 | -27 | Firm change | RIA to ibd |
| ALTIUM WEALTH MANAGEMENT LLC | ALTIUM WEALTH MANAGEMENT | Jun 1, 2022 | Apr 29, 2022 | -33 | Channel change | RIA to new firm |
| PARK AVENUE SECURITIES LLC | ALTIUM WEALTH MANAGEMENT LLC | Feb 11, 2014 | Mar 6, 2014 | 23 | Firm change | Other |
| RBC ROCHDALE, LLC | PARK AVENUE SECURITIES LLC | Jun 27, 2005 | Oct 17, 2011 | 2,303 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 317691:145323:NY:2023-05-18 | May 18, 2023 | Apr 21, 2023 | PURCHASE, NY | Firm change |
| 154719:317691:NY:2022-06-01 | Jun 1, 2022 | Apr 29, 2022 | PURCHASE, NY | Firm change after gap |