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A••• N••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

A••• N••• T•••••

Advisor at O••• B••••• W••••• G•••• L••

TARRYTOWN, NY

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Search this name across graphsid dfx:ria:f8d20e5a-bec9-82d4-e970-059cf28a5105

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••• B••••• W••••• G•••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 31, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O••• B••••• W••••• G•••• L••	Independent wealth	Jul 22, 2021	n/a	yes	TARRYTOWN, NY	Current employment
O••••••••• • C•• I•••	Bd affiliated wealth	Jan 1, 2012	Dec 13, 2013	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••••• • C•• I•••	O••• B••••• W••••• G•••• L••	Dec 13, 2013	Jul 22, 2021	2,778	Firm change after gap	Other

Relationships

Registered with (2)

→ O••• B••••• W••••• G•••• L••Registered adviserregistration: current employment
Jul 22, 2021 to presentfactForm ADV
→ O••••••••• • C•• I•••Registered adviserregistration: previous registration
Jan 1, 2012 to Dec 13, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f8d20e5a-bec9-82d4-e970-059cf28a5105
First observed: Jan 1, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.